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Principal Financial Group
PFG

783 hedge funds and large institutions have $15.2B invested in Principal Financial Group in 2022 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 274 increasing their positions, 235 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 47

93% more call options, than puts

Call options by funds: $20.7M | Put options by funds: $10.7M

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

17% more repeat investments, than reductions

Existing positions increased: 274 | Existing positions reduced: 235

14% more capital invested

Capital invested by funds: $13.3B → $15.2B (+$1.85B)

11% more funds holding

Funds holding: 705 → 783 (+78)

1.33% more ownership

Funds ownership: 74.14% → 75.48% (+1.3%)

Holders
783
Holders Change
+78
Holders Change %
+11.06%
% of All Funds
12.59%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
137
Increased
274
Reduced
235
Closed
47
Calls
$20.7M
Puts
$10.7M
Net Calls
+$9.97M
Net Calls Change
+$2.39M

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$193M
2
Morgan Stanley
Morgan Stanley
New York
+$156M
3
BlackRock
BlackRock
New York
+$142M
4
Goldman Sachs
Goldman Sachs
New York
+$38.9M
5
CS
Credit Suisse
Switzerland
+$37.2M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$256M
2
Capital Research Global Investors
Capital Research Global Investors
California
-$142M
3
Norges Bank
Norges Bank
Norway
-$131M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$111M
5
Ameriprise
Ameriprise
Minnesota
-$54.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
CSS
151
Cubist Systematic Strategies
Connecticut
$5.19M -$677K -7,894 -11%
E
152
Ergoteles
New York
$5.1M +$3.38M +39,353 +184%
DnB Asset Management
153
DnB Asset Management
Norway
$5.03M +$330K +3,843 +7%
American Century Companies
154
American Century Companies
Missouri
$5.03M +$1.09M +12,662 +27%
Assenagon Asset Management
155
Assenagon Asset Management
Luxembourg
$5.02M +$4.66M +54,291 +981%
MIM
156
MetLife Investment Management
New Jersey
$5.01M -$180K -2,102 -3%
Caisse de Depot et Placement du Quebec (CDPQ)
157
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$4.98M +$5.09M +59,296 New
BA
158
Bridgewater Associates
Connecticut
$4.91M +$1.88M +21,970 +60%
DIA
159
Dean Investment Associates
Ohio
$4.85M +$821K +9,568 +20%
CAPTRUST Financial Advisors
160
CAPTRUST Financial Advisors
North Carolina
$4.84M +$1.91M +22,224 +63%
DTL
161
Dynamic Technology Lab
Singapore
$4.8M +$4.9M +57,146 New
SSA
162
Schonfeld Strategic Advisors
New York
$4.66M -$862K -10,045 -15%
Public Sector Pension Investment Board (PSP Investments)
163
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$4.63M +$552K +6,435 +13%
D.E. Shaw & Co
164
D.E. Shaw & Co
New York
$4.62M +$1.56M +18,168 +49%
BWM
165
BerganKDV Wealth Management
Minnesota
$4.61M -$208K -2,424 -4%
APG Asset Management
166
APG Asset Management
Netherlands
$4.6M -$166K -1,935 -3%
UA
167
Unison Advisors
District of Columbia
$4.59M +$41.2K +480 +0.9%
Citadel Advisors
168
Citadel Advisors
Florida
$4.41M -$1.57M -18,298 -26%
AAM
169
Advisors Asset Management
Colorado
$4.4M +$1.26M +14,661 +39%
Schroder Investment Management Group
170
Schroder Investment Management Group
United Kingdom
$4.39M -$180K -2,100 -4%
FAF
171
Första AP-fonden
Sweden
$4.37M +$352K +4,100 +9%
GC
172
Guggenheim Capital
Illinois
$4.35M -$776K -9,045 -15%
CWP
173
Cyndeo Wealth Partners
Florida
$4.28M +$4.38M +51,023 New
II
174
IFM Investors
Australia
$4.19M – – –
EFI
175
EHP Funds Inc
Canada
$4.13M +$1.93M +22,470 +84%
5 6
7
8 9

PFG Hedge Fund Activity: Q4 2022 in Review

783 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2022, worth a combined $15.2B — up 14% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new PFG positions and 47 closed out — a net gain of 90 holders — while 274 added to existing stakes and 235 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $193M. The largest seller was Bank of America, cutting an estimated $256M.

  • 783 institutional investors held Principal Financial Group (PFG) as of Q4 2022, up from 705 in Q3 2022.
  • Funds reported $15.2B of Principal Financial Group stock for Q4 2022, up 14% quarter-over-quarter.
  • 137 funds opened new Principal Financial Group positions in Q4 2022 and 47 closed out, a net change of +90 holders.
  • The largest Principal Financial Group buyer in Q4 2022 was First Trust Advisors, an estimated $193M added.
  • The largest Principal Financial Group seller in Q4 2022 was Bank of America, an estimated $256M sold.

Based on aggregated 13F filings for Q4 2022.