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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
151
US Bancorp
Minnesota
$4.6M +$1.03M +18,521 +31%
CM
152
Columbus Macro
Pennsylvania
$4.55M -$5.96K -107 -0.1%
FCM
153
Flinton Capital Management
Pennsylvania
$4.55M +$914K +16,400 +27%
MIM
154
MetLife Investment Management
New Jersey
$4.51M -$74.9K -1,344 -2%
MPM
155
Meritage Portfolio Management
Kansas
$4.36M +$1.95M +34,959 +89%
IA
156
IndexIQ Advisors
New York
$4.29M -$2.09M -37,424 -34%
XK
157
Xact Kapitalforvaltning
Sweden
$4.21M -$391K -7,011 -9%
QI
158
QS Investors
New York
$4.11M +$661K +11,855 +20%
DIP
159
DT Investment Partners
Pennsylvania
$3.98M +$382K +6,860 +11%
CB
160
Commerce Bank
Missouri
$3.95M +$142K +2,545 +4%
Rafferty Asset Management
161
Rafferty Asset Management
New York
$3.9M -$420K -7,534 -10%
EVM
162
Eaton Vance Management
Massachusetts
$3.85M +$13K +233 +0.4%
SAM
163
Sompo Asset Management
Japan
$3.81M +$300K +5,380 +9%
DekaBank Deutsche Girozentrale
164
DekaBank Deutsche Girozentrale
Germany
$3.8M -$801K -14,371 -18%
CM
165
Churchill Management
California
$3.76M +$3.57M +64,135 New
SG Americas Securities
166
SG Americas Securities
New York
$3.75M +$2.23M +39,953 +166%
BFG
167
Beacon Financial Group
Texas
$3.73M -$115K -2,057 -3%
BNP Paribas Asset Management
168
BNP Paribas Asset Management
France
$3.65M -$543K -9,735 -14%
CIC
169
Cornercap Investment Counsel
Georgia
$3.62M +$292K +5,230 +9%
TPSF
170
Texas Permanent School Fund
Texas
$3.48M -$309K -5,545 -9%
State of Tennessee, Department of Treasury
171
State of Tennessee, Department of Treasury
Tennessee
$3.46M -$310K -5,568 -9%
MGIA
172
Moneta Group Investment Advisors
Missouri
$3.42M -$390K -7,000 -11%
ERSOT
173
Employees Retirement System of Texas
Texas
$3.36M -$4.97M -89,200 -61%
TW
174
Transform Wealth
Colorado
$3.27M -$1.01M -18,100 -24%
Bank of Nova Scotia
175
Bank of Nova Scotia
Ontario, Canada
$3.21M +$1.38M +24,698 +82%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.