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Principal Financial Group
PFG

465 hedge funds and large institutions have $8.01B invested in Principal Financial Group in 2016 Q2 according to their latest regulatory filings, with 63 funds opening new positions, 178 increasing their positions, 127 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $11.7M | Put options by funds: $6.82M

40% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 127

31% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 48

2% more funds holding

Funds holding: 456 → 465 (+9)

4% more capital invested

Capital invested by funds: $7.68B → $8.01B (+$329M)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

1.35% less ownership

Funds ownership: 68.5% → 67.15% (-1.4%)

Holders
465
Holders Change
+9
Holders Change %
+1.97%
% of All Funds
12.41%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
63
Increased
178
Reduced
127
Closed
48
Calls
$11.7M
Puts
$6.82M
Net Calls
+$4.89M
Net Calls Change
-$1.31M

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$51.4M
2
Wellington Management Group
Wellington Management Group
Massachusetts
+$44.3M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$32.2M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$26.4M
5
Norges Bank
Norges Bank
Norway
+$23.7M

Top Sellers

1
Royal London Asset Management
Royal London Asset Management
United Kingdom
-$116M
2
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$91.9M
3
Bank of America
Bank of America
North Carolina
-$40.3M
4
Deutsche Bank
Deutsche Bank
Germany
-$32.3M
5
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$28.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
DILH
151
Dai-ichi Life Holdings
Japan
$2.69M – – –
JHIU
152
Janus Henderson Investors US
Colorado
$2.69M -$19.9M -471,242 -88%
RCM
153
Riverhead Capital Management
Delaware
$2.68M -$14.3M -339,688 -99%
Mitsubishi UFJ Asset Management
154
Mitsubishi UFJ Asset Management
Japan
$2.65M +$280K +6,640 +11%
I
155
IberiaBank
Louisiana
$2.63M +$2.7M +64,018 New
Public Employees Retirement Association of Colorado
156
Public Employees Retirement Association of Colorado
Colorado
$2.58M -$145K -3,433 -5%
MNA
157
Manning & Napier Advisors
New York
$2.58M -$390K -9,239 -13%
State of Tennessee, Department of Treasury
158
State of Tennessee, Department of Treasury
Tennessee
$2.48M +$790K +18,709 +45%
AIMCA
159
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$2.47M +$2.53M +60,000 New
Citigroup
160
Citigroup
New York
$2.45M +$1.19M +28,133 +89%
American Century Companies
161
American Century Companies
Missouri
$2.44M +$42 +1 +0%
Victory Capital Management
162
Victory Capital Management
Texas
$2.4M +$492K +11,661 +25%
Mirae Asset Global Investments
163
Mirae Asset Global Investments
South Korea
$2.39M +$82.3K +1,950 +3%
BCM
164
BTC Capital Management
Iowa
$2.34M +$98.7K +2,339 +4%
CB
165
Commerce Bank
Missouri
$2.34M +$271K +6,415 +13%
TCM
166
Twin Capital Management
Pennsylvania
$2.3M +$2.36M +55,850 New
JIM
167
Jupiter Investment Management
United Kingdom
$2.24M +$276K +6,530 +14%
MPM
168
Meritage Portfolio Management
Kansas
$2.22M +$2.28M +54,085 New
BNP Paribas Asset Management
169
BNP Paribas Asset Management
France
$2.22M +$8.57K +203 +0.4%
UBS Group
170
UBS Group
Switzerland
$2.18M -$655K -15,527 -23%
BCP
171
Blue Chip Partners
Michigan
$2.17M +$88.8K +2,104 +4%
Public Sector Pension Investment Board (PSP Investments)
172
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$2.1M +$304K +7,200 +16%
VIA
173
Vident Investment Advisory
Georgia
$2.09M -$2.08M -49,171 -49%
Skandinaviska Enskilda Banken (SEB)
174
Skandinaviska Enskilda Banken (SEB)
Sweden
$2.02M – – –
URS
175
Utah Retirement Systems
Utah
$2.01M -$165K -3,900 -7%
5 6
7
8 9

PFG Hedge Fund Activity: Q2 2016 in Review

465 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2016, worth a combined $8.01B — up 4.3% from $7.68B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new PFG positions and 48 closed out — a net gain of 15 holders — while 178 added to existing stakes and 127 trimmed.

The largest buyer was Ameriprise, adding an estimated $51.4M. The largest seller was Royal London Asset Management, cutting an estimated $116M.

  • 465 institutional investors held Principal Financial Group (PFG) as of Q2 2016, up from 456 in Q1 2016.
  • Funds reported $8.01B of Principal Financial Group stock for Q2 2016, up 4.3% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q2 2016 and 48 closed out, a net change of +15 holders.
  • The largest Principal Financial Group buyer in Q2 2016 was Ameriprise, an estimated $51.4M added.
  • The largest Principal Financial Group seller in Q2 2016 was Royal London Asset Management, an estimated $116M sold.

Based on aggregated 13F filings for Q2 2016.