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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
126
Symons Capital Management
Pennsylvania
$6.38M +$6.07M +108,864 New
Royal London Asset Management
127
Royal London Asset Management
United Kingdom
$6.34M -$243K -4,367 -4%
MCIM
128
Meadow Creek Investment Management
Georgia
$6.25M +$1.26M +22,550 +27%
I
129
IberiaBank
Louisiana
$6.21M +$1.72M +30,809 +41%
NIPH
130
NN Investment Partners Holdings
Netherlands
$6.15M -$84.5K -1,516 -1%
ProShare Advisors
131
ProShare Advisors
Maryland
$6.13M -$565K -10,133 -9%
Baird Financial Group
132
Baird Financial Group
Wisconsin
$6M +$2.25M +40,367 +65%
TAM
133
Tealwood Asset Management
Minnesota
$5.96M -$210K -3,770 -4%
1832 Asset Management
134
1832 Asset Management
Ontario, Canada
$5.86M
GIBU
135
Gulf International Bank (UK)
United Kingdom
$5.68M +$178K +3,200 +3%
Impax Asset Management Group
136
Impax Asset Management Group
United Kingdom
$5.52M +$5.25M +94,171 New
FAAS
137
First Allied Advisory Services
California
$5.49M -$1.95K -35 -0%
ASRS
138
Arizona State Retirement System
Arizona
$5.44M +$84.3K +1,513 +2%
DWT
139
Dorsey & Whitney Trust
South Dakota
$5.43M +$43.2K +775 +0.8%
ISB
140
Iowa State Bank
Iowa
$5.43M +$111K +1,997 +2%
BCIM
141
British Columbia Investment Management
British Columbia, Canada
$5.18M -$1.87M -33,467 -27%
PP
142
Palladium Partners
Virginia
$5.13M +$225K +4,040 +5%
FAF
143
Fjarde Ap-fonden
Sweden
$5.08M -$284K -5,100 -6%
RCM
144
Riverhead Capital Management
Delaware
$5.04M +$1.01M +18,048 +27%
SOADOR
145
State of Alaska Department of Revenue
Alaska
$4.77M -$143K -2,557 -3%
APG Asset Management
146
APG Asset Management
Netherlands
$4.75M +$89.2K +1,600 +2%
ANTB
147
AMG National Trust Bank
Colorado
$4.71M +$359K +6,433 +9%
DILIC
148
Dai-ichi Life Insurance Company
Japan
$4.64M
SOMRS
149
State of Michigan Retirement System
Michigan
$4.62M
BCM
150
Brookstone Capital Management
Illinois
$4.61M -$364K -6,524 -8%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.