We are live on ! Find out more
PFG icon

Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
Retirement Systems of Alabama
126
Retirement Systems of Alabama
Alabama
$7.34M -$474K -8,467 -6%
Teacher Retirement System of Texas
127
Teacher Retirement System of Texas
Texas
$7.31M +$2.44M +43,486 +53%
TD Asset Management
128
TD Asset Management
Ontario, Canada
$6.84M -$224K -3,999 -3%
AIG
129
American International Group
New York
$6.81M -$61.3K -1,094 -0.9%
State of Tennessee, Department of Treasury
130
State of Tennessee, Department of Treasury
Tennessee
$6.68M +$1.54M +27,553 +31%
CC
131
Cipher Capital
New York
$6.67M +$6.46M +115,347 New
QI
132
QS Investors
New York
$6.61M
DIA
133
Davidson Investment Advisors
Montana
$6.45M +$12.2K +217 +0.2%
PP
134
Prudential plc
United Kingdom
$6.37M
DADC
135
D.A. Davidson & Co
Montana
$6.23M -$84.7K -1,511 -1%
DWT
136
Dorsey & Whitney Trust
South Dakota
$6.03M -$264K -4,705 -4%
PIA
137
Piedmont Investment Advisors
North Carolina
$5.79M +$4.96M +88,490 +759%
UBS Group
138
UBS Group
Switzerland
$5.71M +$1.85M +33,078 +50%
ISB
139
Iowa State Bank
Iowa
$5.67M +$75.9K +1,354 +1%
AAF
140
Andra AP-fonden
Sweden
$5.61M +$1.06M +18,900 +24%
AAM
141
Advisors Asset Management
Colorado
$5.46M +$360K +6,416 +7%
Citigroup
142
Citigroup
New York
$5.44M +$585K +10,433 +12%
ProShare Advisors
143
ProShare Advisors
Maryland
$5.29M +$575K +10,270 +13%
ASRS
144
Arizona State Retirement System
Arizona
$5.21M +$95.3K +1,700 +2%
RJA
145
Raymond James & Associates
Florida
$5.15M -$612K -10,919 -11%
SOMRS
146
State of Michigan Retirement System
Michigan
$5.06M -$330K -5,896 -6%
LG
147
Leuthold Group
Minnesota
$4.99M +$4.83M +86,212 New
USAA
148
United Services Automobile Association
Texas
$4.96M
GIBU
149
Gulf International Bank (UK)
United Kingdom
$4.95M +$11.2K +200 +0.2%
D.E. Shaw & Co
150
D.E. Shaw & Co
New York
$4.76M +$599K +10,682 +15%

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.