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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
MSV
101
MN Services Vermogensbeheer
Netherlands
$9.56M +$339K +4,000 +3%
Robeco Institutional Asset Management
102
Robeco Institutional Asset Management
Netherlands
$9.56M +$1.4M +16,480 +15%
Teacher Retirement System of Texas
103
Teacher Retirement System of Texas
Texas
$9.07M +$970K +11,432 +10%
CIM
104
Cambria Investment Management
California
$9.02M +$366K +4,309 +4%
GIM
105
Goelzer Investment Management
Indiana
$8.93M +$48.2K +568 +0.5%
LPL Financial
106
LPL Financial
California
$8.82M +$1.53M +18,006 +18%
FAF
107
Fjarde Ap-fonden
Sweden
$8.79M +$344K +4,050 +4%
CM
108
Churchill Management
California
$8.45M +$460K +5,417 +5%
O
109
Ossiam
France
$8.3M -$11M -129,321 -54%
CM
110
Capital Management
Virginia
$8.19M -$530K -6,244 -5%
Assenagon Asset Management
111
Assenagon Asset Management
Luxembourg
$8.13M +$4.2M +49,546 +83%
Treasurer of the State of North Carolina
112
Treasurer of the State of North Carolina
North Carolina
$8.12M +$56.8K +670 +0.6%
Grantham, Mayo, Van Otterloo & Co (GMO)
113
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$7.93M +$127K +1,500 +1%
Toronto Dominion Bank
114
Toronto Dominion Bank
Ontario, Canada
$7.86M -$1.28M -15,032 -12%
Royal London Asset Management
115
Royal London Asset Management
United Kingdom
$7.84M +$560K +6,597 +7%
DZ Bank
116
DZ Bank
Germany
$7.81M
TD Asset Management
117
TD Asset Management
Ontario, Canada
$7.72M +$2.08M +24,536 +31%
SLAM
118
Swiss Life Asset Management
$7.56M -$4.06M -47,813 -32%
Asset Management One
119
Asset Management One
Japan
$7.48M +$189K +2,227 +2%
Jane Street
120
Jane Street
New York
$7.46M +$2.5M +29,411 +41%
Handelsbanken Fonder
121
Handelsbanken Fonder
Sweden
$7.17M +$97.7K +1,151 +1%
BBVA
122
Banco Bilbao Vizcaya Argentaria
Spain
$7.13M +$354K +4,171 +5%
NC
123
NewSquare Capital
Pennsylvania
$6.82M +$767K +9,044 +11%
Cambridge Investment Research Advisors
124
Cambridge Investment Research Advisors
Iowa
$6.74M +$1.12M +13,189 +17%
D.E. Shaw & Co
125
D.E. Shaw & Co
New York
$6.68M +$2.95M +34,784 +63%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.