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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
GIM
101
Goelzer Investment Management
Indiana
$11.8M -$66.6K -1,036 -0.6%
State of Tennessee, Department of Treasury
102
State of Tennessee, Department of Treasury
Tennessee
$11.6M +$3.24M +50,328 +39%
Capital Fund Management (CFM)
103
Capital Fund Management (CFM)
France
$11M +$11M +171,623 New
Aviva
104
Aviva
United Kingdom
$10.9M -$380K -5,910 -3%
NFA
105
Nationwide Fund Advisors
Ohio
$10.8M +$23.7K +368 +0.2%
PAMU
106
Pictet Asset Management (UK)
United Kingdom
$10.7M -$765K -11,900 -7%
AssetMark Inc
107
AssetMark Inc
California
$10.4M +$10.4M +161,364 +283,095%
CFG
108
Citizens Financial Group
Rhode Island
$10M -$445K -6,920 -4%
DIA
109
Davidson Investment Advisors
Montana
$9.99M +$3.08M +47,842 +45%
Korea Investment Corp
110
Korea Investment Corp
South Korea
$9.85M -$83.6K -1,300 -0.8%
DA
111
Denali Advisors
California
$9.79M -$148K -2,300 -1%
PA
112
Pinnacle Associates
New York
$9.73M +$554K +8,610 +6%
ERSOT
113
Employees Retirement System of Texas
Texas
$9.65M +$3.6M +56,000 +60%
Victory Capital Management
114
Victory Capital Management
Texas
$9.61M +$2.76M +42,875 +40%
MLM
115
Mount Lucas Management
Pennsylvania
$9.56M -$12.2M -190,306 -56%
VOYA Investment Management
116
VOYA Investment Management
Georgia
$9.32M -$47.3K -735 -0.5%
BNP Paribas Asset Management
117
BNP Paribas Asset Management
France
$8.63M +$1.12M +17,434 +15%
OAM
118
Oxford Asset Management
United Kingdom
$8.51M +$1.44M +22,444 +20%
BFG
119
Beacon Financial Group
Texas
$8.41M -$36.9K -573 -0.4%
Retirement Systems of Alabama
120
Retirement Systems of Alabama
Alabama
$8.39M +$26.9K +418 +0.3%
MLICM
121
Metropolitan Life Insurance Company (MetLife)
New York
$8.21M -$154K -2,393 -2%
GC
122
Grimes & Company
Massachusetts
$8.11M -$117K -1,822 -1%
Squarepoint
123
Squarepoint
New York
$7.92M +$4.78M +74,318 +152%
Lord, Abbett & Co
124
Lord, Abbett & Co
New Jersey
$7.7M -$605K -9,400 -7%
QI
125
QS Investors
New York
$7.64M +$227K +3,531 +3%

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.