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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
CM
101
Capital Management
Virginia
$11M -$76.8K -1,371 -0.7%
Aviva
102
Aviva
United Kingdom
$10.9M +$544K +9,704 +5%
AG
103
Aperio Group
California
$10.8M -$314K -5,600 -3%
GIM
104
Goelzer Investment Management
Indiana
$10.6M -$1.62M -28,928 -14%
CIM
105
Calvert Investment Management
Maryland
$10.6M -$2.33M -41,516 -19%
APG Asset Management
106
APG Asset Management
Netherlands
$10.3M
Balyasny Asset Management
107
Balyasny Asset Management
Illinois
$10.2M +$9.25M +165,083 +1,410%
Los Angeles Capital Management
108
Los Angeles Capital Management
California
$10.1M +$845K +15,088 +9%
CFG
109
Citizens Financial Group
Rhode Island
$9.8M -$441K -7,875 -4%
BCIM
110
British Columbia Investment Management
British Columbia, Canada
$9.37M -$1.09M -19,426 -11%
HA
111
Heartland Advisors
Wisconsin
$9.28M -$2.17M -38,692 -19%
Zurich Cantonal Bank
112
Zurich Cantonal Bank
Switzerland
$9.05M -$735K -13,121 -8%
PAMU
113
Pictet Asset Management (UK)
United Kingdom
$8.99M -$174K -3,100 -2%
VOYA Investment Management
114
VOYA Investment Management
Georgia
$8.85M -$336K -6,000 -4%
TAM
115
Tealwood Asset Management
Minnesota
$8.54M +$235K +4,202 +3%
CCMG
116
Clark Capital Management Group
Pennsylvania
$8.17M +$7.91M +141,164 New
GC
117
Grimes & Company
Massachusetts
$8.13M -$200K -3,572 -2%
PA
118
Pinnacle Associates
New York
$8.01M -$48.7K -870 -0.6%
ACI
119
AMP Capital Investors
Australia
$7.99M -$2.38M -42,422 -24%
DA
120
Denali Advisors
California
$7.87M -$992K -17,700 -12%
MLICM
121
Metropolitan Life Insurance Company (MetLife)
New York
$7.83M -$181K -3,229 -2%
Ohio Public Employees Retirement System (OPERS)
122
Ohio Public Employees Retirement System (OPERS)
Ohio
$7.73M +$471K +8,397 +7%
3C
123
361 Capital
Colorado
$7.66M +$7.42M +132,342 New
BFG
124
Beacon Financial Group
Texas
$7.62M -$65.4K -1,168 -0.9%
ANTB
125
AMG National Trust Bank
Colorado
$7.59M +$1.36M +24,216 +23%

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.