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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
Caisse de Depot et Placement du Quebec (CDPQ)
101
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$7.25M -$892K -19,500 -11%
PAMU
102
Pictet Asset Management (UK)
United Kingdom
$7.22M +$146K +3,200 +2%
Lord, Abbett & Co
103
Lord, Abbett & Co
New Jersey
$7.22M +$7.19M +157,100 New
BGIM
104
Brandywine Global Investment Management
Pennsylvania
$7.2M +$345K +7,540 +5%
Canada Life
105
Canada Life
Manitoba, Canada
$7.1M +$177K +3,865 +3%
Susquehanna International Group
106
Susquehanna International Group
Pennsylvania
$6.81M -$8.49M -185,594 -56%
ACI
107
AMP Capital Investors
Australia
$6.81M -$390K -8,531 -5%
Norges Bank
108
Norges Bank
Norway
$6.76M
RCM
109
Riverhead Capital Management
Delaware
$6.55M -$817K -17,845 -11%
AIG
110
American International Group
New York
$6.39M +$98.4K +2,151 +2%
EA
111
Euclid Advisors
Connecticut
$6.38M +$1.81M +39,600 +40%
TG
112
TCW Group
California
$6.28M +$52.6K +1,150 +0.8%
AAF
113
Andra AP-fonden
Sweden
$6M +$2.37M +51,700 +66%
MAM
114
Meeder Asset Management
Ohio
$5.94M -$4.21M -92,015 -42%
GIM
115
Goelzer Investment Management
Indiana
$5.78M +$376K +8,214 +7%
Korea Investment Corp
116
Korea Investment Corp
South Korea
$5.75M +$1.71M +37,400 +43%
SG Americas Securities
117
SG Americas Securities
New York
$5.73M +$1.2M +26,231 +27%
Daiwa Securities Group
118
Daiwa Securities Group
Japan
$5.71M -$3.2M -69,900 -36%
TPSF
119
Texas Permanent School Fund
Texas
$5.55M -$282K -6,155 -5%
TD Asset Management
120
TD Asset Management
Ontario, Canada
$5.47M -$334K -7,300 -6%
CL
121
CFS LLC
Oklahoma
$5.47M
Ohio Public Employees Retirement System (OPERS)
122
Ohio Public Employees Retirement System (OPERS)
Ohio
$5.45M -$751K -16,413 -12%
DIA
123
Davidson Investment Advisors
Montana
$5.36M -$36.4K -795 -0.7%
PNC Financial Services Group
124
PNC Financial Services Group
Pennsylvania
$5.35M -$14.1K -308 -0.3%
1832 Asset Management
125
1832 Asset Management
Ontario, Canada
$5.34M -$58.5M -1,278,388 -92%

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.