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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
76
Barclays
United Kingdom
$11.4M -$6.42M -140,184 -36%
TRSOTSOK
77
Teachers Retirement System of the State of Kentucky
Kentucky
$11.2M +$8.99M +196,550 +425%
HSBC Holdings
78
HSBC Holdings
United Kingdom
$10.9M +$1.23M +26,926 +13%
Credit Agricole
79
Credit Agricole
France
$10.7M +$190K +4,155 +2%
MAA
80
Managed Account Advisors
New Jersey
$10.6M +$278K +6,072 +3%
Aviva
81
Aviva
United Kingdom
$10M +$2.24M +48,880 +29%
American Century Companies
82
American Century Companies
Missouri
$9.99M -$1.5M -32,723 -13%
PI
83
PGGM Investments
Netherlands
$9.94M +$210K +4,595 +2%
State of Wisconsin Investment Board
84
State of Wisconsin Investment Board
Wisconsin
$9.65M +$13.7K +300 +0.1%
ANI
85
American National Insurance
Texas
$9.47M
Jacobs Levy Equity Management
86
Jacobs Levy Equity Management
New Jersey
$9.42M +$8.85M +193,470 +1,697%
NFA
87
Nationwide Fund Advisors
Ohio
$9.39M +$956K +20,896 +11%
Chevy Chase Trust
88
Chevy Chase Trust
Maryland
$9.24M +$44.4K +971 +0.5%
VOYA Investment Management
89
VOYA Investment Management
Georgia
$9.24M -$399K -8,712 -4%
TAM
90
Todd Asset Management
Kentucky
$9.22M +$9.17M +200,401 New
DCM
91
Decatur Capital Management
Georgia
$9.1M -$181K -3,950 -2%
Two Sigma Investments
92
Two Sigma Investments
New York
$9.05M -$517K -11,295 -5%
First Trust Advisors
93
First Trust Advisors
Illinois
$8.85M +$4.4M +96,216 +100%
QBFM
94
QS Batterymarch Financial Management
New York
$8.58M -$641K -14,012 -7%
LCM
95
Lomas Capital Management
New York
$8.52M +$8.48M +185,300 New
Nisa Investment Advisors
96
Nisa Investment Advisors
Missouri
$8.44M
Wells Fargo
97
Wells Fargo
California
$8.24M +$1.81M +39,481 +28%
BNP Paribas Financial Markets
98
BNP Paribas Financial Markets
France
$8.04M +$641K +14,006 +9%
MLICM
99
Metropolitan Life Insurance Company (MetLife)
New York
$7.63M -$91.9K -2,008 -1%
Retirement Systems of Alabama
100
Retirement Systems of Alabama
Alabama
$7.57M +$73.8K +1,613 +1%

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.