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Principal Financial Group
PFG

619 hedge funds and large institutions have $9.67B invested in Principal Financial Group in 2020 Q4 according to their latest regulatory filings, with 110 funds opening new positions, 182 increasing their positions, 214 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more first-time investments, than exits

New positions opened: 110 | Existing positions closed: 53

31% more call options, than puts

Call options by funds: $16.2M | Put options by funds: $12.3M

24% more capital invested

Capital invested by funds: $7.81B → $9.67B (+$1.87B)

9% more funds holding

Funds holding: 568 → 619 (+51)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.95% less ownership

Funds ownership: 70.62% → 69.67% (-0.95%)

15% less repeat investments, than reductions

Existing positions increased: 182 | Existing positions reduced: 214

Holders
619
Holders Change
+51
Holders Change %
+8.98%
% of All Funds
10.95%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
110
Increased
182
Reduced
214
Closed
53
Calls
$16.2M
Puts
$12.3M
Net Calls
+$3.86M
Net Calls Change
-$1.45M

Top Buyers

1
CS
Credit Suisse
Switzerland
+$173M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$116M
3
Nomura Holdings
Nomura Holdings
Japan
+$29.4M
4
Retirement Systems of Alabama
Retirement Systems of Alabama
Alabama
+$26.3M
5
CSS
Cubist Systematic Strategies
Connecticut
+$18.3M

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$113M
2
Bank of New York Mellon
Bank of New York Mellon
New York
-$82.2M
3
AL
AJO LP
Pennsylvania
-$44.6M
4
PP
Prudential plc
United Kingdom
-$33.4M
5
BlackRock
BlackRock
New York
-$30M
Name Holding Trade Value Shares
Change 		Change in
Stake
Barclays
51
Barclays
United Kingdom
$21.4M +$3.79M +82,750 +24%
JP Morgan Chase
52
JP Morgan Chase
New York
$21M +$3.08M +67,284 +19%
NSAM
53
North Star Asset Management
Wisconsin
$20.8M +$499K +10,888 +3%
APG Asset Management
54
APG Asset Management
Netherlands
$20.1M -$1.25M -27,200 -5%
CSS
55
Cubist Systematic Strategies
Connecticut
$20.1M +$18.3M +398,480 +6,754%
New York State Teachers Retirement System (NYSTRS)
56
New York State Teachers Retirement System (NYSTRS)
New York
$19.2M -$535K -11,688 -3%
AAMU
57
Amundi Asset Management US
Massachusetts
$18.9M +$1.44M +31,375 +9%
Victory Capital Management
58
Victory Capital Management
Texas
$18.5M +$595K +12,988 +4%
VLKIM
59
Van Lanschot Kempen Investment Management
Netherlands
$18.1M -$2.17M -47,413 -11%
BCM
60
Bridgeway Capital Management
Texas
$18M -$3.55M -77,400 -18%
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$17.7M -$307K -6,697 -2%
State Board of Administration of Florida Retirement System
62
State Board of Administration of Florida Retirement System
Florida
$17.2M -$138K -3,014 -0.9%
ACM
63
Argent Capital Management
Missouri
$16.9M +$550 +12 +0%
Wells Fargo
64
Wells Fargo
California
$16.7M +$2.96M +64,608 +24%
Prudential Financial
65
Prudential Financial
New Jersey
$16.5M -$3.37M -73,661 -18%
Impax Asset Management Group
66
Impax Asset Management Group
United Kingdom
$16M +$2.61M +57,010 +21%
Principal Financial Group
67
Principal Financial Group
Iowa
$15.8M -$989K -21,598 -6%
Citigroup
68
Citigroup
New York
$15.6M -$1.01M -21,982 -7%
CM
69
Capital Management
Virginia
$14.6M -$756K -16,505 -5%
Manulife (Manufacturers Life Insurance)
70
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$13.1M +$22K +481 +0.2%
BGIM
71
Brandywine Global Investment Management
Pennsylvania
$13M +$6.37M +139,059 +113%
D.E. Shaw & Co
72
D.E. Shaw & Co
New York
$12.8M +$2.71M +59,245 +30%
Mitsubishi UFJ Trust & Banking
73
Mitsubishi UFJ Trust & Banking
Japan
$12.2M -$1M -21,934 -8%
AG
74
Aperio Group
California
$12.1M +$85.3K +1,863 +0.8%
MSV
75
MN Services Vermogensbeheer
Netherlands
$12M +$321K +7,000 +3%
1 2
3
4 5

PFG Hedge Fund Activity: Q4 2020 in Review

619 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2020, worth a combined $9.67B — up 24% from $7.81B a quarter earlier.

Buyers outnumbered sellers: 110 funds opened new PFG positions and 53 closed out — a net gain of 57 holders — while 182 added to existing stakes and 214 trimmed.

The largest buyer was Credit Suisse, adding an estimated $173M. The largest seller was Arrowstreet Capital, cutting an estimated $113M.

  • 619 institutional investors held Principal Financial Group (PFG) as of Q4 2020, up from 568 in Q3 2020.
  • Funds reported $9.67B of Principal Financial Group stock for Q4 2020, up 24% quarter-over-quarter.
  • 110 funds opened new Principal Financial Group positions in Q4 2020 and 53 closed out, a net change of +57 holders.
  • The largest Principal Financial Group buyer in Q4 2020 was Credit Suisse, an estimated $173M added.
  • The largest Principal Financial Group seller in Q4 2020 was Arrowstreet Capital, an estimated $113M sold.

Based on aggregated 13F filings for Q4 2020.