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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
AA
51
ALPS Advisors
Colorado
$18M -$921K -21,606 -5%
APG Asset Management
52
APG Asset Management
Netherlands
$18M +$6.42M +150,717 +41%
BCM
53
Bridgeway Capital Management
Texas
$17.8M -$9.22M -216,400 -33%
VLKIM
54
Van Lanschot Kempen Investment Management
Netherlands
$16.6M -$696K -16,326 -4%
NSAM
55
North Star Asset Management
Wisconsin
$16.4M +$628K +14,732 +4%
Prudential Financial
56
Prudential Financial
New Jersey
$16.3M -$14.2M -334,058 -45%
New York State Teachers Retirement System (NYSTRS)
57
New York State Teachers Retirement System (NYSTRS)
New York
$16.1M -$216K -5,062 -1%
First Trust Advisors
58
First Trust Advisors
Illinois
$15.5M -$2.25M -52,821 -12%
Ensign Peak Advisors
59
Ensign Peak Advisors
Utah
$15.1M -$9.84M -230,810 -38%
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$14.6M -$2.41M -56,461 -13%
Victory Capital Management
61
Victory Capital Management
Texas
$14.5M -$2.74M -64,392 -15%
JP Morgan Chase
62
JP Morgan Chase
New York
$14.2M -$6.04M -141,712 -28%
State Board of Administration of Florida Retirement System
63
State Board of Administration of Florida Retirement System
Florida
$14.1M +$29.9K +702 +0.2%
AAMU
64
Amundi Asset Management US
Massachusetts
$14M +$2.96M +69,333 +25%
Barclays
65
Barclays
United Kingdom
$14M +$4.53M +106,340 +44%
ACM
66
Argent Capital Management
Missouri
$13.7M -$245K -5,747 -2%
Principal Financial Group
67
Principal Financial Group
Iowa
$13.7M -$758K -17,777 -5%
Citigroup
68
Citigroup
New York
$13.6M +$5.41M +126,931 +60%
CM
69
Capital Management
Virginia
$12.5M +$549K +12,872 +4%
UBS Group
70
UBS Group
Switzerland
$12.4M +$5.65M +132,568 +76%
PCM
71
Prana Capital Management
Connecticut
$11.9M -$9.79M -229,752 -44%
Wells Fargo
72
Wells Fargo
California
$10.9M -$130K -3,058 -1%
Mitsubishi UFJ Trust & Banking
73
Mitsubishi UFJ Trust & Banking
Japan
$10.8M -$192K -4,506 -2%
Impax Asset Management Group
74
Impax Asset Management Group
United Kingdom
$10.7M +$11.8K +278 +0.1%
Manulife (Manufacturers Life Insurance)
75
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$10.6M -$1.89M -44,364 -14%

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.