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Principal Financial Group
PFG

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54% → 70.7% (-1.8%)

8% less funds holding

Funds holding: 612 → 564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M

Top Buyers

Rank Fund Capital Flow
1
PP
Prudential plc
United Kingdom
+$76.5M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$31.9M
3
Squarepoint
Squarepoint
New York
+$21.6M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$19.6M
5
GC
Gillson Capital
Illinois
+$19.1M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$170M
2
Ameriprise
Ameriprise
Minnesota
-$99.9M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$46.6M
4
CI
Cambiar Investors
Colorado
-$38.7M
5
Invesco
Invesco
Georgia
-$32.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
California State Teachers Retirement System (CalSTRS)
51
California State Teachers Retirement System (CalSTRS)
California
$15.1M +$1.26M +26,530 +6%
D.E. Shaw & Co
52
D.E. Shaw & Co
New York
$14.8M +$19.6M +414,359 +729%
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$13.8M -$331K -7,003 -2%
National Pension Service
54
National Pension Service
South Korea
$13.6M – – –
Mackenzie Financial
55
Mackenzie Financial
Ontario, Canada
$13.6M +$3.77M +79,620 +23%
HSBC Holdings
56
HSBC Holdings
United Kingdom
$13.3M +$1.1M +23,150 +6%
GT
57
Glenmede Trust
Pennsylvania
$13.1M – – –
Allianz Asset Management
58
Allianz Asset Management
Germany
$12.8M -$12.6M -265,334 -39%
GC
59
Gillson Capital
Illinois
$12.7M +$19.1M +404,047 New
New York State Teachers Retirement System (NYSTRS)
60
New York State Teachers Retirement System (NYSTRS)
New York
$12.4M -$426K -9,000 -2%
NSAM
61
North Star Asset Management
Wisconsin
$12M +$1.07M +22,531 +6%
ACM
62
Argent Capital Management
Missouri
$11.4M -$492K -10,390 -3%
Nordea Investment Management
63
Nordea Investment Management
Sweden
$11.2M +$1.21M +25,502 +8%
APG Asset Management
64
APG Asset Management
Netherlands
$11.1M +$5.12M +108,168 +44%
Principal Financial Group
65
Principal Financial Group
Iowa
$10.9M +$12.4M +262,552 +302%
State Board of Administration of Florida Retirement System
66
State Board of Administration of Florida Retirement System
Florida
$10.9M +$137K +2,892 +0.8%
Millennium Management
67
Millennium Management
New York
$9.98M +$7.04M +148,757 +88%
Renaissance Technologies
68
Renaissance Technologies
New York
$9.43M +$14.2M +300,926 New
Mitsubishi UFJ Trust & Banking
69
Mitsubishi UFJ Trust & Banking
Japan
$9.23M +$440K +9,291 +3%
Balyasny Asset Management
70
Balyasny Asset Management
Illinois
$9.16M +$13.8M +292,370 New
Manulife (Manufacturers Life Insurance)
71
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$8.68M +$3.14M +66,408 +32%
Impax Asset Management Group
72
Impax Asset Management Group
United Kingdom
$8.52M +$4.65M +98,324 +57%
CM
73
Capital Management
Virginia
$8.19M +$2.36M +49,878 +24%
DZ Bank
74
DZ Bank
Germany
$8.11M +$1.09M +23,100 +10%
Barclays
75
Barclays
United Kingdom
$7.99M -$18.1M -382,035 -60%
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PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.