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Principal Financial Group

456 hedge funds and large institutions have $7.68B invested in Principal Financial Group in 2016 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 185 increasing their positions, 147 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more call options, than puts

Call options by funds: $12.9M | Put options by funds: $6.75M

26% more repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 147

0.48% more ownership

Funds ownership: 68.03%68.5% (+0.48%)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

1% less funds holding

Funds holding: 461456 (-5)

14% less capital invested

Capital invested by funds: $8.94B → $7.68B (-$1.26B)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
456
Holders Change
-5
Holders Change %
-1.08%
% of All Funds
12.15%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
53
Increased
185
Reduced
147
Closed
55
Calls
$12.9M
Puts
$6.75M
Net Calls
+$6.2M
Net Calls Change
-$4.4M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
51
BlackRock
New York
$20.8M -$4.71M -122,467 -19%
T. Rowe Price Associates
52
T. Rowe Price Associates
Maryland
$20.5M +$2.44M +63,366 +14%
AllianceBernstein
53
AllianceBernstein
Tennessee
$20M -$245K -6,379 -1%
Invesco
54
Invesco
Georgia
$19.5M +$2.1M +54,595 +12%
Renaissance Technologies
55
Renaissance Technologies
New York
$19.3M +$18.8M +489,000 New
MTB
56
Mizuho Trust & Banking
Japan
$18.8M +$426K +11,073 +2%
Two Sigma Advisers
57
Two Sigma Advisers
New York
$18M +$7.01M +182,079 +66%
D.E. Shaw & Co
58
D.E. Shaw & Co
New York
$17.9M +$12.3M +319,202 +237%
Nomura Asset Management
59
Nomura Asset Management
Japan
$16.6M +$1.4M +36,470 +9%
NFA
60
Nationwide Fund Advisors
Ohio
$16.5M +$2.67M +69,272 +20%
RhumbLine Advisers
61
RhumbLine Advisers
Massachusetts
$16.3M +$1.77M +46,104 +13%
ACM
62
Argent Capital Management
Missouri
$16.3M +$1.09M +28,429 +7%
Adage Capital Partners
63
Adage Capital Partners
Massachusetts
$16M -$185K -4,800 -1%
Wells Fargo
64
Wells Fargo
California
$15.2M -$6.72M -174,574 -31%
Jacobs Levy Equity Management
65
Jacobs Levy Equity Management
New Jersey
$14.7M -$907K -23,570 -6%
LSV Asset Management
66
LSV Asset Management
Illinois
$14.5M
BJ
67
BlackRock Japan
Japan
$14.1M +$75.3K +1,958 +0.5%
BGIM
68
Brandywine Global Investment Management
Pennsylvania
$13.8M +$1.23M +32,073 +10%
State Board of Administration of Florida Retirement System
69
State Board of Administration of Florida Retirement System
Florida
$13.7M -$30.8K -800 -0.2%
RCM
70
Riverhead Capital Management
Delaware
$13.5M +$8.07M +209,869 +159%
NSAM
71
North Star Asset Management
Wisconsin
$13.4M +$860K +22,354 +7%
First Trust Advisors
72
First Trust Advisors
Illinois
$13M +$5.58M +144,930 +78%
Bank of Montreal
73
Bank of Montreal
Ontario, Canada
$11.8M +$1.48M +38,550 +15%
Robeco Institutional Asset Management
74
Robeco Institutional Asset Management
Netherlands
$11.1M
Canada Pension Plan Investment Board
75
Canada Pension Plan Investment Board
Ontario, Canada
$11M +$1.98M +51,500 +23%

PFG Hedge Fund Activity: Q1 2016 in Review

456 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2016, worth a combined $7.68B — down 14% from $8.94B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of PFG and 53 opened new positions — a net loss of 2 holders — while 147 trimmed existing stakes and 185 added.

The largest buyer was Royal London Asset Management, adding an estimated $106M. The largest seller was Wellington Management Group, cutting an estimated $106M.

  • 456 institutional investors held Principal Financial Group (PFG) as of Q1 2016, down from 461 in Q4 2015.
  • Funds reported $7.68B of Principal Financial Group stock for Q1 2016, down 14% quarter-over-quarter.
  • 53 funds opened new Principal Financial Group positions in Q1 2016 and 55 closed out, a net change of -2 holders.
  • The largest Principal Financial Group buyer in Q1 2016 was Royal London Asset Management, an estimated $106M added.
  • The largest Principal Financial Group seller in Q1 2016 was Wellington Management Group, an estimated $106M sold.

Based on aggregated 13F filings for Q1 2016.