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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
AllianceBernstein
51
AllianceBernstein
Tennessee
$24.7M +$78.5K +1,515 +0.3%
RFC
52
Russell Frank Company
Washington
$22.9M +$13.2M +254,597 +111%
T. Rowe Price Associates
53
T. Rowe Price Associates
Maryland
$22.9M +$5.18K +100 +0%
Invesco
54
Invesco
Georgia
$22.6M +$2.95M +56,887 +14%
MTB
55
Mizuho Trust & Banking
Japan
$21.7M +$1.28M +24,794 +6%
Comerica Bank
56
Comerica Bank
Texas
$21.6M +$16.8M +323,622 +246%
CI
57
Conning Inc
Connecticut
$21.2M +$1.45M +27,950 +7%
WG
58
Winton Group
United Kingdom
$20.9M -$25.6M -494,936 -53%
ACM
59
Argent Capital Management
Missouri
$18.2M +$242K +4,664 +1%
Allianz Asset Management
60
Allianz Asset Management
Germany
$18M +$571K +11,027 +3%
Jacobs Levy Equity Management
61
Jacobs Levy Equity Management
New Jersey
$18M +$1.35M +26,140 +7%
GIA
62
Gateway Investment Advisers
Ohio
$17.5M -$2.39M -46,216 -11%
RhumbLine Advisers
63
RhumbLine Advisers
Massachusetts
$17.5M +$238K +4,591 +1%
LSV Asset Management
64
LSV Asset Management
Illinois
$17.4M +$601K +11,600 +3%
BJ
65
BlackRock Japan
Japan
$17M +$540K +10,427 +3%
Bank of Montreal
66
Bank of Montreal
Ontario, Canada
$16.5M +$2.78M +53,554 +18%
Nomura Asset Management
67
Nomura Asset Management
Japan
$16.3M +$1.01M +19,422 +6%
NFA
68
Nationwide Fund Advisors
Ohio
$16.3M -$25K -482 -0.1%
State Board of Administration of Florida Retirement System
69
State Board of Administration of Florida Retirement System
Florida
$16.1M +$130K +2,511 +0.7%
NSAM
70
North Star Asset Management
Wisconsin
$15M +$497K +9,582 +3%
GT
71
Glenmede Trust
Pennsylvania
$14.9M +$1.72M +33,128 +12%
Morgan Stanley
72
Morgan Stanley
New York
$14.9M -$22.8M -439,494 -58%
HA
73
Heartland Advisors
Wisconsin
$14.5M -$396K -7,639 -2%
BGIM
74
Brandywine Global Investment Management
Pennsylvania
$14.2M +$3.7M +71,489 +31%
Robeco Institutional Asset Management
75
Robeco Institutional Asset Management
Netherlands
$14.1M -$922K -17,800 -6%

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.