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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
Adage Capital Partners
51
Adage Capital Partners
Massachusetts
$19.4M +$9.15K +200 +0%
T. Rowe Price Associates
52
T. Rowe Price Associates
Maryland
$19.3M +$316K +6,900 +2%
MTB
53
Mizuho Trust & Banking
Japan
$19.1M +$899K +19,651 +5%
Allianz Asset Management
54
Allianz Asset Management
Germany
$18.5M +$60.4K +1,319 +0.3%
ACM
55
Argent Capital Management
Missouri
$17.9M +$556K +12,140 +3%
RhumbLine Advisers
56
RhumbLine Advisers
Massachusetts
$17.5M -$289K -6,325 -2%
GC
57
Guggenheim Capital
Illinois
$17.4M +$348K +7,597 +2%
Fidelity Investments
58
Fidelity Investments
Massachusetts
$17.2M +$2.95M +64,557 +21%
FCAM
59
F&C Asset Management
United Kingdom
$16.2M -$4.85M -105,947 -23%
Robeco Institutional Asset Management
60
Robeco Institutional Asset Management
Netherlands
$16.2M -$3M -65,500 -16%
BJ
61
BlackRock Japan
Japan
$15.1M -$380K -8,301 -2%
Invesco
62
Invesco
Georgia
$15M -$1.45M -31,636 -9%
WI
63
WBI Investments
New Jersey
$14.8M +$14.7M +321,394 New
NSAM
64
North Star Asset Management
Wisconsin
$14.2M +$1.96M +42,875 +16%
APG Asset Management
65
APG Asset Management
Netherlands
$14.2M
GT
66
Glenmede Trust
Pennsylvania
$14.1M -$1.34M -29,222 -9%
GIA
67
Gateway Investment Advisers
Ohio
$13.8M -$20.5K -448 -0.1%
U
68
UBS
Switzerland
$13.4M +$1.52M +33,212 +13%
Swiss National Bank
69
Swiss National Bank
Switzerland
$13.1M -$1.3M -28,300 -9%
LBG
70
Lloyds Banking Group
United Kingdom
$13M -$6.73M -147,055 -34%
CA
71
Commerzbank Aktiengesellschaft
Germany
$12.6M +$7.62M +166,590 +155%
Los Angeles Capital Management
72
Los Angeles Capital Management
California
$12.5M -$163K -3,560 -1%
Millennium Management
73
Millennium Management
New York
$12.2M +$5.71M +124,721 +88%
BCIM
74
British Columbia Investment Management
British Columbia, Canada
$11.9M -$1.97M -42,944 -14%
CM
75
Capital Management
Virginia
$11.7M -$2.31M -50,543 -17%

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.