We are live on ! Find out more
PFG icon

Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
FMBTD
651
First Midwest Bank Trust Division
Illinois
-$260K -3,683 Closed
William Blair & Company
652
William Blair & Company
Illinois
-$252K -3,571 Closed
BC
653
Burney Company
Virginia
-$246K -3,485 Closed
OAM
654
Oppenheimer Asset Management
New York
-$219K -3,408 Closed
LOAME
655
Lombard Odier Asset Management (Europe)
United Kingdom
-$232K -3,290 Closed
WB
656
WesBanco Bank
West Virginia
-$226K -3,203 Closed
FNT
657
First Nebraska Trust
Nebraska
-$222K -3,151 Closed
VCA
658
Verdence Capital Advisors
Maryland
-$218K -3,091 Closed
BCM
659
Breiter Capital Management
Florida
-$216K -3,061 Closed
TRCT
660
Tower Research Capital (TRC)
New York
-$174K -2,475 Closed
KJWM
661
Kiley Juergens Wealth Management
Washington
-$114K -1,617 Closed
FIM
662
Foresters Investment Management
New York
-$97K -1,368 Closed
NIM
663
NuWave Investment Management
New Jersey
-$92K -1,303 Closed
KTM
664
Keeler Thomas Management
Utah
-$58K -830 Closed
SGAM
665
Smith Group Asset Management
Texas
-$52K -730 Closed
STA
666
Summit Trail Advisors
New York
-$54K -729 Closed
LC
667
Landaas & Company
Wisconsin
-$38K -533 Closed
DCM
668
Delpha Capital Management
New York
-$33K -470 Closed
FFG
669
Ford Financial Group
California
-$29K -406 Closed
ZB
670
Zions Bancorporation
Utah
-$27K -378 Closed
MIC
671
MU Investments Company
Japan
-$25K -350 Closed
WA
672
Waverly Advisors
Alabama
-$20K -281 Closed
GBT
673
Grove Bank & Trust
Florida
-$18K -261 Closed
WA
674
Winfield Associates
Ohio
-$15K -211 Closed
WWM
675
Willingdon Wealth Management
North Carolina
-$14K -200 Closed

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.