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Principal Financial Group
PFG

619 hedge funds and large institutions have $9.67B invested in Principal Financial Group in 2020 Q4 according to their latest regulatory filings, with 110 funds opening new positions, 182 increasing their positions, 214 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more first-time investments, than exits

New positions opened: 110 | Existing positions closed: 53

31% more call options, than puts

Call options by funds: $16.2M | Put options by funds: $12.3M

24% more capital invested

Capital invested by funds: $7.81B → $9.67B (+$1.87B)

9% more funds holding

Funds holding: 568 → 619 (+51)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.95% less ownership

Funds ownership: 70.62% → 69.67% (-0.95%)

15% less repeat investments, than reductions

Existing positions increased: 182 | Existing positions reduced: 214

Holders
619
Holders Change
+51
Holders Change %
+8.98%
% of All Funds
10.95%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
110
Increased
182
Reduced
214
Closed
53
Calls
$16.2M
Puts
$12.3M
Net Calls
+$3.86M
Net Calls Change
-$1.45M

Top Buyers

1
CS
Credit Suisse
Switzerland
+$173M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$116M
3
Nomura Holdings
Nomura Holdings
Japan
+$29.4M
4
Retirement Systems of Alabama
Retirement Systems of Alabama
Alabama
+$26.3M
5
CSS
Cubist Systematic Strategies
Connecticut
+$18.3M

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$113M
2
Bank of New York Mellon
Bank of New York Mellon
New York
-$82.2M
3
AL
AJO LP
Pennsylvania
-$44.6M
4
PP
Prudential plc
United Kingdom
-$33.4M
5
BlackRock
BlackRock
New York
-$30M
Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
601
American International Group
New York
$4.03K -$136K -2,959 -4%
CHA
602
Carmichael Hill & Associates
Maryland
$4K – – –
First Manhattan
603
First Manhattan
New York
$4K – – –
ME
604
McIlrath & Eck
Washington
$4K – – –
BBHC
605
Brown Brothers Harriman & Co
New York
$4K +$412 +9 +13%
AssetMark Inc
606
AssetMark Inc
California
$3K – – –
GI
607
Gradient Investments
Minnesota
$3K – – –
TFM
608
TFC Financial Management
Massachusetts
$2K – – –
SN
609
Sittner & Nelson
Oregon
$2K +$1.56K +34 New
FFG
610
Fortem Financial Group
California
$2K +$1.83K +40 New
BWM
611
Baystate Wealth Management
Massachusetts
$1K – – –
CWC
612
Carolinas Wealth Consulting
North Carolina
$1K – – –
EW
613
Evoke Wealth
California
$1K – – –
MLFP
614
MPS Loria Financial Planners
Illinois
$1K +$1.19K +26 New
TAM
615
Tucker Asset Management
Colorado
$893 +$825 +18 New
TI
616
tru Independence
Oregon
$39 -$1.92K -42 -5%
AL
617
AJO LP
Pennsylvania
– -$44.6M -1,106,954 Closed
AA
618
ALPS Advisors
Colorado
– -$18M -445,913 Closed
SFI
619
Susquehanna Fundamental Investments
Pennsylvania
– -$4.01M -99,599 Closed
ZIM
620
Zacks Investment Management
Illinois
– -$2.41M -59,877 Closed
PI
621
PineBridge Investments
New York
– -$2.4M -59,481 Closed
SSA
622
Schonfeld Strategic Advisors
New York
– -$1.7M -42,332 Closed
AC
623
Athanor Capital
New York
– -$1.65M -41,023 Closed
KM
624
Kalos Management
Georgia
– -$1.91M -40,540 Closed
CIP
625
Convergence Investment Partners
Florida
– -$1.43M -35,474 Closed
23 24
25
26 27

PFG Hedge Fund Activity: Q4 2020 in Review

619 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2020, worth a combined $9.67B — up 24% from $7.81B a quarter earlier.

Buyers outnumbered sellers: 110 funds opened new PFG positions and 53 closed out — a net gain of 57 holders — while 182 added to existing stakes and 214 trimmed.

The largest buyer was Credit Suisse, adding an estimated $173M. The largest seller was Arrowstreet Capital, cutting an estimated $113M.

  • 619 institutional investors held Principal Financial Group (PFG) as of Q4 2020, up from 568 in Q3 2020.
  • Funds reported $9.67B of Principal Financial Group stock for Q4 2020, up 24% quarter-over-quarter.
  • 110 funds opened new Principal Financial Group positions in Q4 2020 and 53 closed out, a net change of +57 holders.
  • The largest Principal Financial Group buyer in Q4 2020 was Credit Suisse, an estimated $173M added.
  • The largest Principal Financial Group seller in Q4 2020 was Arrowstreet Capital, an estimated $113M sold.

Based on aggregated 13F filings for Q4 2020.