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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
BHWM
601
Bay Harbor Wealth Management
Maryland
$2K
SFSIG
602
San Francisco Sentry Investment Group
California
$2K
EI
603
Ellevest Inc
New York
$2K +$1.59K +29 New
PA
604
Procyon Advisors
Connecticut
$2K +$1.97K +36 New
VCP
605
Verus Capital Partners
Arizona
$2K +$2.41K +44 New
GDP
606
Great Diamond Partners
Maine
$2K +$2.74K +50 New
PW
607
Price Wealth
Texas
$1K -$3.72K -68 -74%
BWM
608
Baystate Wealth Management
Massachusetts
$1K
Fidelity International
609
Fidelity International
Bermuda
$1K
FPFS
610
First Personal Financial Services
North Carolina
$1K
LS
611
Leelyn Smith
Illinois
$13 +$12.8K +234 New
CCMG
612
Clark Capital Management Group
Pennsylvania
-$28.5M -499,125 Closed
Two Sigma Investments
613
Two Sigma Investments
New York
-$18.7M -342,055 Closed
Balyasny Asset Management
614
Balyasny Asset Management
Illinois
-$15.1M -263,684 Closed
AIM
615
Artemis Investment Management
United Kingdom
-$10.2M -179,100 Closed
SFI
616
Susquehanna Fundamental Investments
Pennsylvania
-$7.95M -139,200 Closed
WI
617
WBI Investments
New Jersey
-$7.44M -130,252 Closed
Citadel Advisors
618
Citadel Advisors
Florida
-$6.49M -118,611 Closed
PP
619
Palladium Partners
Virginia
-$5.12M -87,443 Closed
BPM
620
Bowling Portfolio Management
Ohio
-$2.86M -50,021 Closed
OAM
621
Oxford Asset Management
United Kingdom
-$2.11M -36,857 Closed
3C
622
361 Capital
Colorado
-$1.68M -29,366 Closed
ZIG
623
Zurich Insurance Group
Switzerland
-$1.43M -25,100 Closed
TAF
624
Tredje AP-fonden
Sweden
-$1.22M -21,322 Closed
Wealth Enhancement Advisory Services
625
Wealth Enhancement Advisory Services
Minnesota
-$1.1M -19,906 Closed

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.