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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
601
Concourse Financial Group Securities
Alabama
$3K -$9.06K -161 -77%
CBT
602
Central Bank & Trust
Kentucky
$3K
BHWM
603
Bay Harbor Wealth Management
Maryland
$2K
GWMIA
604
Global Wealth Management Investment Advisory
Florida
$2K
SFSIG
605
San Francisco Sentry Investment Group
California
$2K
GI
606
Gradient Investments
Minnesota
$1K -$7.66K -136 -91%
FGAM
607
Financial Gravity Asset Management
Texas
$1K -$901 -16 -57%
FPFS
608
First Personal Financial Services
North Carolina
$1K
WCM
609
Wealthcare Capital Management
Virginia
$1K
BWM
610
Baystate Wealth Management
Massachusetts
$1K +$56 +1 +10%
Fidelity International
611
Fidelity International
Bermuda
$1K +$450 +8 +133%
UB
612
UMB Bank
Missouri
$865 -$49.8K -884 -6%
Millennium Management
613
Millennium Management
New York
-$14.2M -244,990 Closed
CM
614
Crestline Management
Texas
-$6.09M -105,186 Closed
PCM
615
Palouse Capital Management
Washington
-$5.01M -86,494 Closed
TCM
616
Tuttle Capital Management
Connecticut
-$4.61M -79,634 Closed
CBOA
617
Commonwealth Bank of Australia
Australia
-$3.28M -56,677 Closed
Connor, Clark & Lunn Investment Management (CC&L)
618
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
-$2.03M -35,125 Closed
Arrowstreet Capital
619
Arrowstreet Capital
Massachusetts
-$1.99M -34,297 Closed
CWG
620
Cornerstone Wealth Group
North Carolina
-$1.62M -27,956 Closed
EH
621
Employers Holdings
Nevada
-$1.43M -24,703 Closed
CM
622
Caption Management
Oklahoma
-$1.3M -22,500 Closed
MHS
623
M Holdings Securities
Oregon
-$712K -12,287 Closed
SFG
624
SevenBridge Financial Group
Pennsylvania
-$513K -8,861 Closed
QT
625
Quantamental Technologies
New York
-$476K -8,214 Closed

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.