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Caption Management’s Principal Financial Group PFG Stock Holding History

Caption Management’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		– Sell
-22,500
Closed -$1.3M – 855
2019
Q2 		$1.3M Buy
+22,500
New +$1.24M 0.07% 325

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Caption Management's PFG Position: Q3 2019 in Review

Caption Management sold out of Principal Financial Group (PFG) in Q3 2019, closing a stake of 22,500 shares — an estimated $1.3M sold.

Caption Management first reported a position in PFG in Q2 2019 and held it in 1 quarter. The position peaked at $1.3M in Q2 2019. 614 funds tracked by Wall St. Rank hold PFG as of Q3 2019.

  • Caption Management reported no remaining Principal Financial Group position as of Q3 2019 after selling out during the quarter.
  • Caption Management sold 22,500 Principal Financial Group shares in Q3 2019, an estimated $1.3M.
  • Caption Management first reported a position in Principal Financial Group in Q2 2019 and held it in 1 quarter.
  • Caption Management's Principal Financial Group position peaked at $1.3M in Q2 2019.
  • 614 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2019.

Based on Caption Management's 13F filing for Q3 2019, filed 14 Nov 2019.