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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
601
Stevens Capital Management
Pennsylvania
-$1.04M -19,582 Closed
CIP
602
Convergence Investment Partners
Florida
-$982K -18,537 Closed
BCM
603
BlueCrest Capital Management
Jersey
-$923K -17,439 Closed
CC
604
Cipher Capital
New York
-$815K -15,393 Closed
ARTA
605
A.R.T. Advisors
New York
-$788K -14,900 Closed
KC
606
Kepos Capital
New York
-$774K -14,626 Closed
JIM
607
Jupiter Investment Management
United Kingdom
-$771K -14,577 Closed
QT
608
Quantbot Technologies
New York
-$763K -14,419 Closed
HI
609
HBK Investments
Texas
-$656K -12,391 Closed
Group One Trading
610
Group One Trading
Illinois
-$630K -11,301 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
611
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
-$568K -10,725 Closed
CSS
612
Cubist Systematic Strategies
Connecticut
-$519K -9,801 Closed
Capital Fund Management (CFM)
613
Capital Fund Management (CFM)
France
-$544K -9,767 Closed
DTL
614
Dynamic Technology Lab
Singapore
-$422K -7,969 Closed
MAM
615
Martingale Asset Management
Massachusetts
-$422K -7,955 Closed
Loomis, Sayles & Company
616
Loomis, Sayles & Company
Massachusetts
-$382K -7,208 Closed
SEC
617
Seven Eight Capital
New York
-$347K -6,546 Closed
GCA
618
Gideon Capital Advisors
New York
-$345K -6,507 Closed
BC
619
Burney Company
Virginia
-$337K -6,356 Closed
SL
620
Signition LP
New York
-$323K -6,099 Closed
SSA
621
Schonfeld Strategic Advisors
New York
-$306K -5,773 Closed
PTC
622
Petrus Trust Company
Texas
-$268K -5,059 Closed
JIR
623
James Investment Research
Ohio
-$257K -4,850 Closed
MC
624
Menta Capital
California
-$244K -4,600 Closed
AIM
625
Assured Investment Management
New York
-$243K -4,593 Closed

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.