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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
PK
601
Pflug Koory
Nebraska
$2K
WCM
602
Wealthcare Capital Management
Virginia
$2K
BC
603
Bartlett & Co
Ohio
$2K +$1.65K +25 New
Nomura Holdings
604
Nomura Holdings
Japan
$1.55K +$371K +5,645 +28%
BCWM
605
Bartlett & Co Wealth Management
Ohio
$1.52K +$1.65K +25 New
SLF
606
Sun Life Financial
Ontario, Canada
$1.23K -$33.7K -512 -87%
BWM
607
Baystate Wealth Management
Massachusetts
$1K
FIB
608
First Interstate Bank
Montana
$1K
TCOV
609
Trust Company of Vermont
Vermont
$1K
JA
610
JOYN Advisors
Georgia
$1K +$592 +9 New
CCMG
611
Clark Capital Management Group
Pennsylvania
-$35.5M -502,752 Closed
AIM
612
Artemis Investment Management
United Kingdom
-$18.7M -265,300 Closed
MLM
613
Mount Lucas Management
Pennsylvania
-$10M -141,862 Closed
SCM
614
Stevens Capital Management
Pennsylvania
-$6.26M -88,671 Closed
Voloridge Investment Management
615
Voloridge Investment Management
Florida
-$5.26M -74,594 Closed
QIM
616
Quantitative Investment Management
Virginia
-$3.99M -56,500 Closed
CG
617
Clinton Group
New York
-$3.41M -48,309 Closed
PDN
618
Pensionfund DSM Netherlands
Netherlands
-$3.25M -46,000 Closed
Alyeska Investment Group
619
Alyeska Investment Group
Illinois
-$3.24M -45,958 Closed
SCM
620
Sterling Capital Management
North Carolina
-$3.03M -42,959 Closed
3C
621
361 Capital
Colorado
-$2.98M -42,178 Closed
AIA
622
Affinity Investment Advisors
California
-$2.24M -31,690 Closed
Capital Fund Management (CFM)
623
Capital Fund Management (CFM)
France
-$2.23M -31,623 Closed
B
624
BP
United Kingdom
-$2.19M -31,000 Closed
PS
625
Pensionfund Sabic
Netherlands
-$1.62M -23,000 Closed

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.