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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
576
Benjamin F. Edwards & Company
Missouri
$6K
EARNEST Partners
577
EARNEST Partners
Georgia
$6K
FCA
578
FinTrust Capital Advisors
South Carolina
$6K
FHA
579
Flagship Harbor Advisors
Massachusetts
$6K
JWA
580
JFS Wealth Advisors
Pennsylvania
$6K
RFA
581
Reilly Financial Advisors
California
$6K
CFFP
582
Center for Financial Planning
Michigan
$6K +$5.47K +100 New
SSWG
583
Seven Springs Wealth Group
Tennessee
$6K +$5.47K +100 New
SC
584
Steph & Co
Wisconsin
$6K +$5.47K +100 New
PCIA
585
Prime Capital Investment Advisors
Kansas
$6K +$5.69K +104 New
CHAM
586
Clear Harbor Asset Management
Connecticut
$5.5K +$5.47K +100 New
AA
587
Advisory Alpha
Michigan
$5.27K -$821 -15 -14%
First Manhattan
588
First Manhattan
New York
$5K -$30.1K -549 -85%
BBHC
589
Brown Brothers Harriman & Co
New York
$5K -$2.46K -45 -35%
CHA
590
Carmichael Hill & Associates
Maryland
$5K +$4.76K +87 New
Rockefeller Capital Management
591
Rockefeller Capital Management
New York
$5K +$4.76K +87 New
GWS
592
Glassman Wealth Services
Virginia
$4K -$383 -7 -9%
ME
593
McIlrath & Eck
Washington
$4K
ST
594
Smithfield Trust
Pennsylvania
$4K
TCOV
595
Trust Company of Vermont
Vermont
$4K
WCM
596
Wealthcare Capital Management
Virginia
$4K +$2.19K +40 +160%
CCM
597
Covington Capital Management
California
$4K +$3.89K +71 New
FCH
598
Freestone Capital Holdings
Washington
$3.87K -$202K -3,686 -5%
Marshall Wace
599
Marshall Wace
United Kingdom
$3K -$17.6K -322 -86%
EWA
600
Evolution Wealth Advisors
Florida
$3K +$55 +1 +2%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.