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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
WTC
576
WhitTier Trust Company
Nevada
$7K
HI
577
Hudock Inc
Pennsylvania
$7K +$56 +1 +0.7%
RFA
578
Reilly Financial Advisors
California
$7K +$1.8K +32 +39%
BBHC
579
Brown Brothers Harriman & Co
New York
$7K +$2.08K +37 +40%
FPB
580
First PREMIER Bank
South Dakota
$7K +$7.04K +125 New
IRC
581
Investors Research Corp
Georgia
$7K +$7.09K +126 New
QAM
582
QCI Asset Management
New York
$6K -$36.6K -651 -86%
BFEC
583
Benjamin F. Edwards & Company
Missouri
$6K -$3.43K -61 -38%
BWA
584
BDO Wealth Advisors
Florida
$6K
FCA
585
FinTrust Capital Advisors
South Carolina
$6K
FHA
586
Flagship Harbor Advisors
Massachusetts
$6K
HS
587
Horan Securities
United States
$6K
JWA
588
JFS Wealth Advisors
Pennsylvania
$6K
TCM
589
Tradewinds Capital Management
Washington
$6K
NIC
590
Northwest Investment Counselors
Oregon
$6K +$6.36K +113 New
AA
591
Advisory Alpha
Michigan
$5.81K +$6.14K +109 New
APSP
592
Asset Planning Services (Pennsylvania)
Pennsylvania
$5K -$1.91K -34 -28%
PW
593
Price Wealth
Texas
$5K
FCH
594
Freestone Capital Holdings
Washington
$4.23K -$1.01M -17,903 -19%
GWS
595
Glassman Wealth Services
Virginia
$4K -$169 -3 -4%
EWA
596
Evolution Wealth Advisors
Florida
$4K
ME
597
McIlrath & Eck
Washington
$4K
ST
598
Smithfield Trust
Pennsylvania
$4K
TCOV
599
Trust Company of Vermont
Vermont
$4K
RCAG
600
Rehmann Capital Advisory Group
Michigan
$3.37K +$676 +12 +26%

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.