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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
FHA
551
First Horizon Advisors
Tennessee
$6K -$44.6K -800 -87%
CPIG
552
Chicago Partners Investment Group
Illinois
$6K -$12.4K -223 -65%
WF
553
WealthTrust Fairport
Ohio
$6K -$5.07K -91 -46%
AIL
554
AGF Investments LLC
Ontario, Canada
$6K
PG
555
Patten Group
Tennessee
$6K
QAM
556
QCI Asset Management
New York
$6K
SIM
557
Sonora Investment Management
Arizona
$6K
APSP
558
Asset Planning Services (Pennsylvania)
Pennsylvania
$6K +$56 +1 +0.9%
EA
559
Elm Advisors
California
$6K +$5.57K +100 New
CFA
560
Carroll Financial Associates
North Carolina
$5K
IP
561
Isthmus Partners
Wisconsin
$5K
RFA
562
Reilly Financial Advisors
California
$5K
VCM
563
Versant Capital Management
Arizona
$5K +$1.78K +32 +47%
LWA
564
Lowe Wealth Advisors
Maryland
$5K +$4.68K +84 New
BA
565
Ballew Advisors
Mississippi
$5K +$5.74K +103 New
PFBT
566
Parkside Financial Bank & Trust
Missouri
$4K -$2.56K -46 -46%
ME
567
McIlrath & Eck
Washington
$4K
VRM
568
Vectors Research Management
New York
$4K +$4.18K +75 New
CBT
569
Central Bank & Trust
Kentucky
$3K
FEG
570
Financial Enhancement Group
Indiana
$3K +$2.79K +50 New
BCI
571
Brinker Capital Investments
Pennsylvania
$3K +$3.18K +57 New
NIM
572
NuWave Investment Management
New Jersey
$2K -$3.96K -71 -65%
RA
573
Rational Advisors
New York
$2K -$3.96K -71 -65%
OFW
574
Omnia Family Wealth
Florida
$2K
PK
575
Pflug Koory
Nebraska
$2K

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.