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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
MF
551
Magnetar Financial
Illinois
-$1.15M -22,363 Closed
BRA
552
Blue Rock Advisors
Minnesota
-$1.07M -20,802 Closed
RA
553
Rational Advisors
New York
-$711K -13,800 Closed
NAP
554
New Amsterdam Partners
New York
-$590K -11,457 Closed
HI
555
Horizon Investments
North Carolina
-$580K -11,267 Closed
NBC
556
Neuberger Berman Canada
Ontario, Canada
-$585K -10,440 Closed
IG
557
ING Group
Netherlands
-$502K -9,949 Closed
MYLI
558
Meiji Yasuda Life Insurance
Japan
-$429K -8,330 Closed
KAM
559
Keeley Asset Management
Illinois
-$362K -7,037 Closed
SBIA
560
Sheaff Brock Investment Advisors
Indiana
-$330K -6,400 Closed
Mackenzie Financial
561
Mackenzie Financial
Ontario, Canada
-$316K -6,133 Closed
IGIM
562
I.G. Investment Management
Manitoba, Canada
-$274K -5,316 Closed
ZIM
563
Zacks Investment Management
Illinois
-$233K -4,526 Closed
PM
564
Parametrica Management
Hong Kong
-$231K -4,478 Closed
GHA
565
GW Henssler & Associates
Georgia
-$229K -4,450 Closed
Group One Trading
566
Group One Trading
Illinois
-$174K -3,100 Closed
IR
567
Invictus RG
Bermuda
-$112K -2,175 Closed
Parallax Volatility Advisers
568
Parallax Volatility Advisers
California
-$92K -1,642 Closed
NCM
569
Nelson Capital Management
California
-$39K -750 Closed
BBPWM
570
Blue Bell Private Wealth Management
Pennsylvania
-$39K -743 Closed
JSAM
571
J. Safra Asset Management
New York
-$29K -567 Closed
IWMPD
572
Integrated Wealth Management (Palm Desert)
California
-$9K -175 Closed
Loomis, Sayles & Company
573
Loomis, Sayles & Company
Massachusetts
-$7K -137 Closed
FANJ
574
Financial Architects (New Jersey)
New Jersey
-$3K -55 Closed
HCM
575
Herndon Capital Management
Georgia
-$1K -25 Closed

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.