Neuberger Berman Canada’s Principal Financial Group PFG Stock Holding History

Neuberger Berman Canada’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	$645K	Buy	10,019 +489	+5%	+$31.5K	0.12%	221
2017 Q2	$611K	Sell	9,530 -1,818	-16%	-$115K	0.11%	242
2017 Q1	$716K	Buy	+11,348	New	+$692K	0.14%	216
2016 Q4	–	Sell	-10,440	Closed	-$585K	–	291
2016 Q3	$538K	Sell	10,440 -7,972	-43%	-$373K	0.16%	168
2016 Q2	$757K	Buy	18,412 +4,438	+32%	+$187K	0.24%	149
2016 Q1	$551K	Buy	13,974 +2,699	+24%	+$104K	0.2%	141
2015 Q4	$507K	Buy	+11,275	New	+$550K	0.2%	130

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Neuberger Berman Canada's PFG Position: Q3 2017 in Review

Neuberger Berman Canada increased its Principal Financial Group (PFG) stake by 5.1% in Q3 2017, buying an estimated $31.5K and bringing the position to 10,019 shares worth $645K. The position accounts for 0.12% of the portfolio, ranked #221.

Neuberger Berman Canada first reported a position in PFG in Q4 2015 and has held it in 7 quarters since. The position peaked at $757K in Q2 2016. 559 funds tracked by Wall St. Rank hold PFG as of Q3 2017.

Neuberger Berman Canada held 10,019 shares of Principal Financial Group worth $645K as of Q3 2017.
Neuberger Berman Canada bought 489 Principal Financial Group shares in Q3 2017, an estimated $31.5K.
Principal Financial Group made up 0.12% of Neuberger Berman Canada's portfolio in Q3 2017, its #221 holding.
Neuberger Berman Canada first reported a position in Principal Financial Group in Q4 2015 and has held it in 7 quarters since.
Neuberger Berman Canada's Principal Financial Group position peaked at $757K in Q2 2016.
559 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2017.

Based on Neuberger Berman Canada's 13F filing for Q3 2017, filed 3 Nov 2017.