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Principal Financial Group

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54%70.7% (-1.8%)

8% less funds holding

Funds holding: 612564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M
Name Holding Trade Value Shares
Change
Change in
Stake
PO
526
Private Ocean
California
$4K
RFA
527
Reilly Financial Advisors
California
$4K
HI
528
Hudock Inc
Pennsylvania
$4K +$95 +2 +1%
LWM
529
Lenox Wealth Management
Ohio
$4K +$95 +2 +1%
BL
530
Balentine LLC
Georgia
$4K +$5.54K +117 New
WT
531
Whittier Trust
California
$4K +$6.58K +139 New
WPA
532
West Paces Advisors
Georgia
$3.76K -$1.56K -33 -22%
BWA
533
BDO Wealth Advisors
Florida
$3K
BFEC
534
Benjamin F. Edwards & Company
Missouri
$3K
CHA
535
Carmichael Hill & Associates
Maryland
$3K
CFFP
536
Center for Financial Planning
Michigan
$3K
FCA
537
FinTrust Capital Advisors
South Carolina
$3K
First Manhattan
538
First Manhattan
New York
$3K
JWA
539
JFS Wealth Advisors
Pennsylvania
$3K
SSWG
540
Seven Springs Wealth Group
Tennessee
$3K
SC
541
Steph & Co
Wisconsin
$3K
GWS
542
Glassman Wealth Services
Virginia
$3K +$473 +10 +14%
SFSIG
543
San Francisco Sentry Investment Group
California
$3K +$2.93K +62 +200%
EI
544
Ellevest Inc
New York
$3K +$3.5K +74 +255%
HS
545
Horan Securities
United States
$3K +$5.2K +110 New
AA
546
Advisory Alpha
Michigan
$2.77K
FCH
547
Freestone Capital Holdings
Washington
$2.12K -$122K -2,583 -4%
BBHC
548
Brown Brothers Harriman & Co
New York
$2K -$757 -16 -19%
ME
549
McIlrath & Eck
Washington
$2K
RMC
550
Resources Management Corp
Connecticut
$2K +$2.37K +50 New

PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.