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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
LMAM
526
Legg Mason Asset Management
Japan
$27K +$1.13K +20 +5%
WEC
527
Winslow Evans & Crocker
Massachusetts
$26K
SB
528
Strategic Blueprint
Georgia
$26K +$25.6K +455 New
AAP
529
Arax Advisory Partners
Colorado
$25K +$450 +8 +2%
LWM
530
Liberty Wealth Management
California
$24K +$56 +1 +0.2%
PFGIA
531
Patriot Financial Group Insurance Agency
Massachusetts
$24K +$225 +4 +1%
GEA
532
Glen Eagle Advisors
New Jersey
$23.4K -$5.63K -100 -20%
MG
533
MilWealth Group
Wisconsin
$23.4K
AIM
534
Advantage Investment Management
Iowa
$21K
FCB
535
First Command Bank
Texas
$21K
FCFS
536
First Command Financial Services
Texas
$21K
Marshall Wace
537
Marshall Wace
United Kingdom
$21K +$21.1K +375 New
GWAG
538
Garrett Wealth Advisory Group
Texas
$20.9K +$20.6K +366 New
TFA
539
Toth Financial Advisory
Virginia
$18K +$338 +6 +2%
WAS
540
Winch Advisory Services
Wisconsin
$18K +$338 +6 +2%
GAM
541
Gemmer Asset Management
California
$18K +$619 +11 +4%
GT
542
Glenmede Trust
Pennsylvania
$17.3K -$338K -5,997 -2%
AP
543
Atwood & Palmer
Missouri
$17K
CFA
544
Carroll Financial Associates
North Carolina
$17K
TSW
545
Thompson Siegel & Walmsley
Virginia
$17K
WB
546
Webster Bank
Connecticut
$17K
RFM
547
Royal Fund Management
Florida
$16K -$3.88K -69 -20%
HRC
548
Hoertkorn Richard Charles
$16K
OAJ
549
Ogorek Anthony Joseph
New York
$16K
PK
550
Pflug Koory
Nebraska
$16K

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.