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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
WPA
526
West Paces Advisors
Georgia
$6.76K
JWA
527
JFS Wealth Advisors
Pennsylvania
$6K -$6.89K -140 -50%
WA
528
WealthTrust-Arizona
Arizona
$6K -$6.55K -133 -48%
TCOV
529
Trust Company of Vermont
Vermont
$6K -$5.96K -121 -47%
WTC
530
WhitTier Trust Company
Nevada
$6K
FGC
531
Financial Gravity Companies
Texas
$6K +$6.25K +127 New
EFSCE
532
Enterprise Financial Services Corp (EFSC)
Missouri
$5K -$4.48K -91 -44%
EARNEST Partners
533
EARNEST Partners
Georgia
$5K
QAM
534
QCI Asset Management
New York
$5K
WF
535
WealthTrust Fairport
Ohio
$5K
HI
536
Hudock Inc
Pennsylvania
$5K +$49 +1 +0.8%
APSP
537
Asset Planning Services (Pennsylvania)
Pennsylvania
$5K +$98 +2 +2%
PWMG
538
Prestige Wealth Management Group
New Jersey
$5K +$5.12K +104 New
CIAS
539
Capital Investment Advisory Services
North Carolina
$5K +$5.61K +114 New
AIA
540
Alera Investment Advisors
Illinois
$5K +$5.96K +121 New
BFEC
541
Benjamin F. Edwards & Company
Missouri
$4K -$29.1K -591 -86%
BWA
542
BDO Wealth Advisors
Florida
$4K -$5.81K -118 -54%
FHA
543
First Horizon Advisors
Tennessee
$4K -$640 -13 -11%
CFA
544
Carroll Financial Associates
North Carolina
$4K
PG
545
Patten Group
Tennessee
$4K
RFA
546
Reilly Financial Advisors
California
$4K
SIM
547
Sonora Investment Management
Arizona
$4K
VCM
548
Versant Capital Management
Arizona
$4K
NIM
549
NuWave Investment Management
New Jersey
$4K +$3.1K +63 +166%
RA
550
Rational Advisors
New York
$4K +$3.1K +63 +166%

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.