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Principal Financial Group

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54%70.7% (-1.8%)

8% less funds holding

Funds holding: 612564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M
Name Holding Trade Value Shares
Change
Change in
Stake
LS
501
Leelyn Smith
Illinois
$7K
MFT
502
Moisand Fitzgerald Tamayo
Florida
$7K
SIM
503
Sonora Investment Management
Arizona
$7K
SA
504
SRH Advisors
Kansas
$7K
TC
505
Truvestments Capital
Florida
$7K +$11.1K +235 New
TFO
506
Tarbox Family Office
California
$6K -$1.51K -32 -15%
CFGS
507
Concourse Financial Group Securities
Alabama
$6K -$520 -11 -5%
CTB
508
Country Trust Bank
Illinois
$6K
HPC
509
HM Payson & Co
Maine
$6K
LPWM
510
Lake Point Wealth Management
Texas
$6K
SSB
511
Sandy Spring Bank
Maryland
$6K
CCM
512
Cox Capital Management
Massachusetts
$6K +$5.16K +109 New
GEA
513
Glen Eagle Advisors
New Jersey
$5.33K -$4.73K -100 -37%
DAM
514
Delta Asset Management
Tennessee
$5K
MAM
515
Marquette Asset Management
Minnesota
$5K
AWM
516
AllSquare Wealth Management
New York
$5K +$6.86K +145 New
AIS
517
Accurate Investment Solutions
Pennsylvania
$5K +$7.1K +150 New
SMG
518
Spectrum Management Group
Indiana
$5K +$7.1K +150 New
VCM
519
Versant Capital Management
Arizona
$5K +$9.04K +191 New
EW
520
Evoke Wealth
California
$4.35K -$5.72K -121 -47%
WTC
521
WhitTier Trust Company
Nevada
$4K -$3.08K -65 -34%
EARNEST Partners
522
EARNEST Partners
Georgia
$4K
FPB
523
First PREMIER Bank
South Dakota
$4K
FHA
524
Flagship Harbor Advisors
Massachusetts
$4K
IRC
525
Investors Research Corp
Georgia
$4K

PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.