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Principal Financial Group
PFG

591 hedge funds and large institutions have $10.1B invested in Principal Financial Group in 2019 Q1 according to their latest regulatory filings, with 74 funds opening new positions, 185 increasing their positions, 215 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more first-time investments, than exits

New positions opened: 74 | Existing positions closed: 48

16% more capital invested

Capital invested by funds: $8.69B → $10.1B (+$1.43B)

3% more funds holding

Funds holding: 572 → 591 (+19)

1.47% more ownership

Funds ownership: 71.09% → 72.56% (+1.5%)

5% more call options, than puts

Call options by funds: $8.52M | Put options by funds: $8.07M

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

14% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 215

Holders
591
Holders Change
+19
Holders Change %
+3.32%
% of All Funds
12.79%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
74
Increased
185
Reduced
215
Closed
48
Calls
$8.52M
Puts
$8.07M
Net Calls
+$442K
Net Calls Change
+$493K

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$225M
2
O
OppenheimerFunds
New York
+$39.2M
3
First Trust Advisors
First Trust Advisors
Illinois
+$39M
4
SLAM
Swiss Life Asset Management
+$29M
5
Bank of New York Mellon
Bank of New York Mellon
New York
+$23.4M

Top Sellers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
-$130M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$60.6M
3
Allianz Asset Management
Allianz Asset Management
Germany
-$31.2M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$28.9M
5
Nordea Investment Management
Nordea Investment Management
Sweden
-$28.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
FCB
501
First Command Bank
Texas
$18K – – –
FCFS
502
First Command Financial Services
Texas
$18K – – –
LPWM
503
Lake Point Wealth Management
Texas
$17K – – –
VEA
504
Virtus ETF Advisers
New York
$17K – – –
AC
505
Avestar Capital
New York
$16K – – –
WAS
506
Winch Advisory Services
Wisconsin
$16K – – –
SCM
507
Shelton Capital Management
Colorado
$15.7K -$739K -14,903 -95%
AP
508
Atwood & Palmer
Missouri
$15K – – –
TSW
509
Thompson Siegel & Walmsley
Virginia
$15K – – –
WB
510
Webster Bank
Connecticut
$15K – – –
Rockefeller Capital Management
511
Rockefeller Capital Management
New York
$15K +$14.5K +292 New
HCA
512
Horan Capital Advisors
Ohio
$15K +$14.9K +300 New
APA
513
American Portfolios Advisors
New York
$14.4K -$1.49K -30 -9%
DBT
514
Dubuque Bank & Trust
Iowa
$14K – – –
HRC
515
Hoertkorn Richard Charles
$14K – – –
JFA
516
JNBA Financial Advisors
Minnesota
$14K – – –
KTC
517
Kistler-Tiffany Companies
Pennsylvania
$14K – – –
OC
518
Oakworth Capital
Alabama
$14K – – –
OAJ
519
Ogorek Anthony Joseph
New York
$14K – – –
CIAS
520
Capital Investment Advisory Services
North Carolina
$14K +$7.78K +157 +138%
GT
521
Glenmede Trust
Pennsylvania
$13.8K -$1.66M -33,418 -11%
LWA
522
Lenox Wealth Advisors
New York
$13K – – –
TFA
523
Toth Financial Advisory
Virginia
$13K – – –
VNA
524
Valley National Advisers
Pennsylvania
$13K – – –
VRM
525
Vectors Research Management
New York
$13K +$13.2K +266 New
19 20
21
22 23

PFG Hedge Fund Activity: Q1 2019 in Review

591 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2019, worth a combined $10.1B — up 16% from $8.69B a quarter earlier.

Buyers outnumbered sellers: 74 funds opened new PFG positions and 48 closed out — a net gain of 26 holders — while 185 added to existing stakes and 215 trimmed.

The largest buyer was BlackRock, adding an estimated $225M. The largest seller was JP Morgan Chase, cutting an estimated $130M.

  • 591 institutional investors held Principal Financial Group (PFG) as of Q1 2019, up from 572 in Q4 2018.
  • Funds reported $10.1B of Principal Financial Group stock for Q1 2019, up 16% quarter-over-quarter.
  • 74 funds opened new Principal Financial Group positions in Q1 2019 and 48 closed out, a net change of +26 holders.
  • The largest Principal Financial Group buyer in Q1 2019 was BlackRock, an estimated $225M added.
  • The largest Principal Financial Group seller in Q1 2019 was JP Morgan Chase, an estimated $130M sold.

Based on aggregated 13F filings for Q1 2019.