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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
WAS
476
Winch Advisory Services
Wisconsin
$17K +$256 +6 +1%
MG
477
MilWealth Group
Wisconsin
$16.5K
PFBT
478
Parkside Financial Bank & Trust
Missouri
$16K -$597 -14 -4%
HWA
479
HHM Wealth Advisors
Tennessee
$16K
VRM
480
Vectors Research Management
New York
$16K +$5.41K +127 +48%
OSAM
481
O'Shaughnessy Asset Management
Connecticut
$16K +$7.03K +165 +74%
SWM
482
Sugarloaf Wealth Management
Georgia
$15K
NNP
483
Nachman Norwood & Parrott
South Carolina
$15K +$15.8K +371 New
AIM
484
Anchor Investment Management
South Carolina
$14.7K
JFGIW
485
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$14K
CCM
486
Chiron Capital Management
Florida
$14K +$15K +353 New
AP
487
Atwood & Palmer
Missouri
$12K
HWM
488
HighMark Wealth Management
Minnesota
$12K
TSW
489
Thompson Siegel & Walmsley
Virginia
$12K
TCM
490
Tradewinds Capital Management
Washington
$12K
EFSCE
491
Enterprise Financial Services Corp (EFSC)
Missouri
$12K +$85 +2 +0.7%
CT
492
Caldwell Trust
Florida
$12K
HF
493
Halpern Financial
Virginia
$11.9K
HRC
494
Hoertkorn Richard Charles
$11K
KTC
495
Kistler-Tiffany Companies
Pennsylvania
$11K
MA
496
MCF Advisors
Kentucky
$11K
PK
497
Pflug Koory
Nebraska
$11K
VNA
498
Valley National Advisers
Pennsylvania
$11K +$170 +4 +1%
HFS
499
Horizon Financial Services
North Carolina
$11K +$11.5K +269 New
HCP
500
Hexagon Capital Partners
Arkansas
$11K +$12.8K +300 New

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.