We are live on ! Find out more
PFG icon

Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
26
Parametric Portfolio Associates
Washington
$63.2M +$2.33M +42,599 +4%
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$61M +$7.59M +138,648 +14%
First Trust Advisors
28
First Trust Advisors
Illinois
$56.5M +$12.3M +225,502 +28%
Morgan Stanley
29
Morgan Stanley
New York
$48.4M +$16.5M +300,744 +52%
Swiss National Bank
30
Swiss National Bank
Switzerland
$48.3M -$2.22M -40,600 -4%
CI
31
Conning Inc
Connecticut
$45.5M +$3.02M +55,257 +7%
Acadian Asset Management
32
Acadian Asset Management
Massachusetts
$43M +$6.39M +116,698 +18%
Deutsche Bank
33
Deutsche Bank
Germany
$42M +$8.25M +150,771 +25%
BCM
34
Bridgeway Capital Management
Texas
$39.7M -$13.2M -241,300 -25%
CI
35
Cambiar Investors
Colorado
$38.7M -$1.78M -32,573 -4%
Allianz Asset Management
36
Allianz Asset Management
Germany
$37M +$17.7M +323,337 +93%
California Public Employees Retirement System
37
California Public Employees Retirement System
California
$36.9M -$1.73M -31,565 -4%
ORIO
38
Old Republic International (ORI)
Illinois
$36.6M +$15.5M +284,000 +75%
AA
39
ALPS Advisors
Colorado
$36M +$2.19M +39,941 +6%
Prudential Financial
40
Prudential Financial
New Jersey
$35.7M -$1.46M -26,695 -4%
Barclays
41
Barclays
United Kingdom
$35M +$14.7M +267,787 +73%
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$33.9M -$827K -15,100 -2%
LSV Asset Management
43
LSV Asset Management
Illinois
$33.6M -$1.32M -24,205 -4%
Janus Henderson Group
44
Janus Henderson Group
United Kingdom
$31.4M -$3.37M -61,532 -10%
Ensign Peak Advisors
45
Ensign Peak Advisors
Utah
$30.4M +$30.3M +553,047 New
WCM
46
Wedge Capital Management
North Carolina
$30.1M +$1.62M +29,656 +6%
CS
47
Credit Suisse
Switzerland
$29.2M -$1.8M -32,912 -6%
AllianceBernstein
48
AllianceBernstein
Tennessee
$28.4M -$2.19M -39,998 -7%
JIM
49
Jupiter Investment Management
United Kingdom
$27.2M +$553K +10,109 +2%
T. Rowe Price Associates
50
T. Rowe Price Associates
Maryland
$26.3M +$60.6K +1,108 +0.2%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.