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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
Swiss National Bank
26
Swiss National Bank
Switzerland
$40.7M +$561K +11,400 +1%
AA
27
ALPS Advisors
Colorado
$40.6M +$3.32M +67,513 +8%
Allianz Asset Management
28
Allianz Asset Management
Germany
$40.1M -$5.93M -120,395 -12%
First Trust Advisors
29
First Trust Advisors
Illinois
$39.9M -$19.5M -396,429 -31%
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$39.1M +$762K +15,487 +2%
CI
31
Conning Inc
Connecticut
$38.2M +$3.72M +75,590 +10%
Deutsche Bank
32
Deutsche Bank
Germany
$38M -$34.7M -704,338 -45%
TA
33
Teachers Advisors
New York
$36.5M -$3.44M -69,795 -8%
California Public Employees Retirement System
34
California Public Employees Retirement System
California
$36.1M -$1.03M -20,913 -2%
Nordea Investment Management
35
Nordea Investment Management
Sweden
$35.8M +$568K +11,534 +1%
CS
36
Credit Suisse
Switzerland
$35.2M -$5.13M -104,200 -12%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$33.1M -$30.4M -618,030 -45%
Morgan Stanley
38
Morgan Stanley
New York
$31.7M -$7.85M -159,488 -18%
Prudential Financial
39
Prudential Financial
New Jersey
$31.1M -$374K -7,606 -1%
LSV Asset Management
40
LSV Asset Management
Illinois
$30.7M +$448K +9,100 +1%
New York State Common Retirement Fund
41
New York State Common Retirement Fund
New York
$30.1M -$1.44M -29,300 -4%
ORIO
42
Old Republic International (ORI)
Illinois
$26.5M +$5.71M +116,000 +24%
WCM
43
Wedge Capital Management
North Carolina
$26M +$1.33M +27,010 +5%
AllianceBernstein
44
AllianceBernstein
Tennessee
$23.7M +$1.61M +32,719 +7%
CI
45
Cambiar Investors
Colorado
$23M -$5.07M -103,064 -17%
RhumbLine Advisers
46
RhumbLine Advisers
Massachusetts
$22.4M -$16.5K -335 -0.1%
California State Teachers Retirement System (CalSTRS)
47
California State Teachers Retirement System (CalSTRS)
California
$21.4M -$373K -7,570 -2%
Asset Management One
48
Asset Management One
Japan
$21M +$55.1K +1,120 +0.2%
T. Rowe Price Associates
49
T. Rowe Price Associates
Maryland
$20.5M +$1.6M +32,450 +8%
TCIM
50
TIAA CREF Investment Management
New York
$20.1M -$1.23M -25,086 -5%

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.