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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
26
Bank of America
North Carolina
$64.7M -$987K -17,702 -2%
UBS AM
27
UBS AM
Illinois
$63.4M +$1.1M +19,672 +2%
Allianz Asset Management
28
Allianz Asset Management
Germany
$60.2M -$8.47M -151,899 -13%
BCM
29
Bridgeway Capital Management
Texas
$56.2M +$17.2M +308,200 +47%
Sumitomo Mitsui Trust Group
30
Sumitomo Mitsui Trust Group
Japan
$54.1M +$1.44M +25,845 +3%
Swiss National Bank
31
Swiss National Bank
Switzerland
$53.6M -$2.3M -41,200 -4%
CS
32
Credit Suisse
Switzerland
$52.8M -$6.01M -107,780 -11%
TA
33
Teachers Advisors
New York
$52.5M -$697K -12,507 -1%
Morgan Stanley
34
Morgan Stanley
New York
$51.4M -$21M -376,495 -30%
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$51M +$5.65M +101,331 +13%
AA
36
ALPS Advisors
Colorado
$49.9M +$265K +4,762 +0.6%
California Public Employees Retirement System
37
California Public Employees Retirement System
California
$49.1M +$3.1M +55,577 +7%
PPA
38
Parametric Portfolio Associates
Washington
$47.4M -$4.94M -88,560 -10%
Nordea Investment Management
39
Nordea Investment Management
Sweden
$47.1M +$4.07M +73,076 +10%
CI
40
Conning Inc
Connecticut
$46.3M +$4.03M +72,347 +10%
New York State Common Retirement Fund
41
New York State Common Retirement Fund
New York
$41.7M -$11.1K -200 -0%
Prudential Financial
42
Prudential Financial
New Jersey
$41.6M +$567K +10,167 +1%
LSV Asset Management
43
LSV Asset Management
Illinois
$40.2M +$14.5M +259,800 +61%
CI
44
Cambiar Investors
Colorado
$36.5M +$34.7M +622,905 New
Renaissance Technologies
45
Renaissance Technologies
New York
$35M +$11.8M +211,336 +55%
Two Sigma Investments
46
Two Sigma Investments
New York
$34.3M -$10M -179,831 -23%
WCM
47
Wedge Capital Management
North Carolina
$32.8M +$1.4M +25,037 +5%
AAMU
48
Amundi Asset Management US
Massachusetts
$30.1M +$682K +12,239 +2%
RhumbLine Advisers
49
RhumbLine Advisers
Massachusetts
$29.7M -$2.73M -49,019 -9%
AllianceBernstein
50
AllianceBernstein
Tennessee
$29.5M +$3.62M +64,985 +15%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.