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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
GC
26
Guggenheim Capital
Illinois
$60M +$10.6M +161,119 +20%
Swiss National Bank
27
Swiss National Bank
Switzerland
$56.4M -$9.01M -137,000 -13%
TA
28
Teachers Advisors
New York
$56.4M -$1.96M -29,767 -3%
CS
29
Credit Suisse
Switzerland
$55.6M +$2.34M +35,572 +4%
PPA
30
Parametric Portfolio Associates
Washington
$55.5M -$371K -5,641 -0.6%
Morgan Stanley
31
Morgan Stanley
New York
$54.1M -$24.1M -366,664 -29%
Sumitomo Mitsui Trust Group
32
Sumitomo Mitsui Trust Group
Japan
$50.1M -$6.02M -91,442 -10%
Millennium Management
33
Millennium Management
New York
$47.6M -$10.6M -161,486 -17%
Balyasny Asset Management
34
Balyasny Asset Management
Illinois
$46.8M +$42M +638,487 +490%
New York State Common Retirement Fund
35
New York State Common Retirement Fund
New York
$44.4M -$1.1M -16,660 -2%
Nordea Investment Management
36
Nordea Investment Management
Sweden
$43.9M -$67.7K -1,029 -0.1%
GT
37
Glenmede Trust
Pennsylvania
$42.7M
California Public Employees Retirement System
38
California Public Employees Retirement System
California
$42.7M +$131K +1,996 +0.3%
Prudential Financial
39
Prudential Financial
New Jersey
$41.5M -$27M -409,790 -38%
First Trust Advisors
40
First Trust Advisors
Illinois
$39.9M +$22.8M +347,188 +113%
Invesco
41
Invesco
Georgia
$39.2M -$1.55M -23,604 -4%
MWNA
42
Marshall Wace North America
New York
$39.1M +$32.3M +491,273 +326%
Wells Fargo
43
Wells Fargo
California
$37.7M +$6.58M +99,960 +19%
Mitsubishi UFJ Trust & Banking
44
Mitsubishi UFJ Trust & Banking
Japan
$36.4M +$188K +2,854 +0.5%
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
$36.4M +$29.1M +441,736 +284%
Bank of Montreal
46
Bank of Montreal
Ontario, Canada
$35.5M +$4M +60,867 +12%
Two Sigma Advisers
47
Two Sigma Advisers
New York
$34.6M +$15.3M +232,400 +69%
TCIM
48
TIAA CREF Investment Management
New York
$34.3M -$4.32M -65,647 -10%
RhumbLine Advisers
49
RhumbLine Advisers
Massachusetts
$34.1M +$2.98M +45,254 +9%
WCM
50
Wedge Capital Management
North Carolina
$32.8M +$4.51M +68,494 +15%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.