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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
GEA
451
Glen Eagle Advisors
New Jersey
$26.9K -$6.89K -140 -19%
SWA
452
Sutton Wealth Advisors
Florida
$26.1K
HCM
453
Hilton Capital Management
New York
$26K
PCM
454
Prelude Capital Management
New York
$26K +$28.7K +583 New
SV
455
Stilwell Value
New York
$24K
NFG
456
Next Financial Group
Texas
$24K +$26.1K +530 +2,944%
ClearBridge Investments
457
ClearBridge Investments
New York
$23K +$640 +13 +3%
CG
458
Cutler Group
California
$23K +$19.7K +400 +317%
CAC
459
Certified Advisory Corp
Florida
$22K +$98 +2 +0.4%
MIFH
460
Migdal Insurance & Financial Holdings
Israel
$21K -$261K -5,304 -92%
VFA
461
Valeo Financial Advisors
Indiana
$21K -$1.28K -26 -5%
AWM
462
Avior Wealth Management
Nebraska
$21K
AF
463
Advisornet Financial
Minnesota
$21K +$3.35K +68 +17%
CIA
464
CSat Investment Advisory
Michigan
$21K +$11.3K +229 +89%
MMG
465
Monetary Management Group
Missouri
$20K
WEC
466
Winslow Evans & Crocker
Massachusetts
$20K
FC
467
Ferris Capital
Massachusetts
$19K -$394 -8 -2%
AAP
468
Arax Advisory Partners
Colorado
$19K +$394 +8 +2%
TRCT
469
Tower Research Capital (TRC)
New York
$18K -$32.6K -662 -62%
PFGIA
470
Patriot Financial Group Insurance Agency
Massachusetts
$18K -$31.1K -632 -61%
FANJ
471
Financial Architects (New Jersey)
New Jersey
$17K
GAM
472
Gemmer Asset Management
California
$17K
PCP
473
Proficio Capital Partners
Massachusetts
$17K +$11.5K +234 +146%
AIM
474
Advantage Investment Management
Iowa
$16K
FCB
475
First Command Bank
Texas
$16K

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.