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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
PFGIA
451
Patriot Financial Group Insurance Agency
Massachusetts
$61K +$58K +1,040 New
GRP
452
Global Retirement Partners
California
$56K -$19.2K -345 -26%
FFC
453
First Financial Corp
Indiana
$56K
MCM
454
Manchester Capital Management
Vermont
$56K
Acadian Asset Management
455
Acadian Asset Management
Massachusetts
$55K +$5.91K +106 +13%
TAIM
456
TD Ameritrade Investment Management
Nebraska
$54K +$24K +431 +87%
TC
457
Truvestments Capital
Florida
$54K +$51.2K +919 New
ML
458
McAdam LLC
Pennsylvania
$53K +$12.9K +232 +34%
TFS
459
TrustCore Financial Services
Tennessee
$52K -$8.58K -154 -15%
TPWA
460
TRUE Private Wealth Advisors
Oregon
$49.1K +$46.7K +838 New
TCM
461
Tradewinds Capital Management
Washington
$45K
WTB
462
Washington Trust Bank
Washington
$45K
MWPCG
463
Measured Wealth Private Client Group
New Hampshire
$45K +$43.6K +783 New
GLI
464
Guardian Life Insurance
New York
$44K +$725 +13 +2%
GEA
465
Glen Eagle Advisors
New Jersey
$43.9K +$3.34K +60 +9%
Carson Wealth (CWM LLC)
466
Carson Wealth (CWM LLC)
Nebraska
$43K -$10.1K -181 -20%
TWA
467
TCI Wealth Advisors
Arizona
$42K +$669 +12 +2%
MYIA
468
Mount Yale Investment Advisors
Colorado
$42K +$47.8K +858 New
ST
469
Smithfield Trust
Pennsylvania
$41K +$17.2K +309 +76%
PCM
470
Penserra Capital Management
California
$40K -$48.1K -863 -56%
BFEC
471
Benjamin F. Edwards & Company
Missouri
$40K
RAM
472
Riggs Asset Management
Pennsylvania
$40K
First Manhattan
473
First Manhattan
New York
$40K +$28.4K +510 +291%
BGIM
474
Brandywine Global Investment Management
Pennsylvania
$39K -$5.83M -104,555 -99%
PA
475
Parallel Advisors
California
$39K -$1.56K -28 -4%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.