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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
CTC
451
Central Trust Company
Missouri
$104K
LWCFA
452
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$103K
DZ Bank
453
DZ Bank
Germany
$102K +$15.6K +237 +16%
NIT
454
NumerixS Investment Technologies
British Columbia, Canada
$101K -$165K -2,502 -60%
GRP
455
Global Retirement Partners
California
$96K
SCM
456
Silvant Capital Management
Georgia
$96K +$104K +1,582 New
RE
457
RBC Europe
United Kingdom
$95.9K
VCM
458
Vigilant Capital Management
Maine
$94K
HNB
459
Huntington National Bank
Ohio
$93K -$8.69K -132 -8%
PCG
460
Private Capital Group
Connecticut
$93K +$82.5K +1,254 +461%
S
461
SignatureFD
Georgia
$90K -$334K -5,081 -78%
CLOS
462
Compagnie Lombard Odier SCmA
Switzerland
$88K -$76.5K -1,162 -44%
TFS
463
TrustCore Financial Services
Tennessee
$88K +$10.1K +154 +12%
KTC
464
Kistler-Tiffany Companies
Pennsylvania
$84K
ABA
465
American Beacon Advisors
Texas
$74K +$79.7K +1,212 New
AWM
466
Avondale Wealth Management
Texas
$73K
HSA
467
Hussman Strategic Advisors
Maryland
$73K
MSA
468
Marino Stram & Associates
Massachusetts
$73K
TAM
469
Tiverton Asset Management
Delaware
$70K -$148K -2,256 -66%
SWP
470
Stratos Wealth Partners
Ohio
$70K +$10.2K +155 +16%
Group One Trading
471
Group One Trading
Illinois
$70K +$48.8K +742 +186%
SIA
472
Sit Investment Associates
Minnesota
$69K
M
473
MOTCO
Texas
$65K
AF
474
Allworth Financial
California
$65K +$12.6K +192 +22%
MCM
475
Manchester Capital Management
Vermont
$63K +$5.2K +79 +8%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.