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Principal Financial Group

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54%70.7% (-1.8%)

8% less funds holding

Funds holding: 612564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M
Name Holding Trade Value Shares
Change
Change in
Stake
CLOS
426
Compagnie Lombard Odier SCmA
Switzerland
$34K
SIA
427
Sit Investment Associates
Minnesota
$34K
TPWA
428
TRUE Private Wealth Advisors
Oregon
$32K -$852 -18 -2%
PAI
429
Pittenger & Anderson Inc
Nebraska
$32K
PMFA
430
Plante Moran Financial Advisors
Michigan
$31K
CS
431
Capital Square
Tennessee
$31K +$47.3K +1,000 New
FFC
432
First Financial Corp
Indiana
$30K
MCM
433
Manchester Capital Management
Vermont
$30K
TWA
434
TCI Wealth Advisors
Arizona
$29K +$5.87K +124 +15%
TAIM
435
TD Ameritrade Investment Management
Nebraska
$28K -$3.55K -75 -8%
PCG
436
Private Capital Group
Connecticut
$28K
QT
437
Quantbot Technologies
New York
$27K +$41.9K +886 New
TF
438
Tompkins Financial
New York
$26K -$3.88K -82 -9%
M
439
MOTCO
Texas
$25K -$2.22K -47 -6%
CI
440
CX Institutional
Indiana
$25K +$30K +634 +414%
TFS
441
TrustCore Financial Services
Tennessee
$24K
APA
442
American Portfolios Advisors
New York
$23.7K -$41.3K -872 -54%
RWA
443
Ropes Wealth Advisors
Massachusetts
$23K -$182K -3,855 -84%
WT
444
Washington Trust
Rhode Island
$23K +$35K +739 New
AWM
445
Avondale Wealth Management
Texas
$22K
RAM
446
Riggs Asset Management
Pennsylvania
$21K
GI
447
Gradient Investments
Minnesota
$20K -$615 -13 -2%
PFGIA
448
Patriot Financial Group Insurance Agency
Massachusetts
$20K +$9.79K +207 +49%
WB
449
West Bancorporation
Iowa
$19K
SWA
450
Sutton Wealth Advisors
Florida
$18.5K

PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.