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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
426
Sit Investment Associates
Minnesota
$47K
FNC
427
First National Corp
Massachusetts
$46K +$51K +1,036 New
PCG
428
Private Capital Group
Connecticut
$45K -$17.9K -364 -26%
PA
429
Parallel Advisors
California
$45K +$17.9K +363 +55%
M
430
MOTCO
Texas
$43K -$4.92K -100 -9%
TAIM
431
TD Ameritrade Investment Management
Nebraska
$43K +$2.12K +43 +5%
FFC
432
First Financial Corp
Indiana
$42K
PB
433
Pinnacle Bancorp
Nebraska
$42K +$46.8K +951 New
LC
434
Lindbrook Capital
California
$42K +$47.2K +958 New
BTNA
435
Bremer Trust National Association
Minnesota
$41K +$46.5K +945 New
PMFA
436
Plante Moran Financial Advisors
Michigan
$39K -$9.6K -195 -18%
TFS
437
TrustCore Financial Services
Tennessee
$39K
TFA
438
Transamerica Financial Advisors
Florida
$36K +$34K +690 +645%
KA
439
Kaizen Advisory
Illinois
$35K +$7.83K +159 +25%
GLI
440
Guardian Life Insurance
New York
$33K
TWA
441
TCI Wealth Advisors
Arizona
$32K +$295 +6 +0.8%
ZB
442
Zions Bancorporation
Utah
$32K +$22.8K +463 +177%
RAM
443
Riggs Asset Management
Pennsylvania
$31K
GRP
444
Global Retirement Partners
California
$30K -$13.5K -275 -29%
BGIM
445
Brandywine Global Investment Management
Pennsylvania
$30K
First Manhattan
446
First Manhattan
New York
$30K
Carson Wealth (CWM LLC)
447
Carson Wealth (CWM LLC)
Nebraska
$29K -$4.04K -82 -11%
CAW
448
Cornerstone Advisors (Washington)
Washington
$29K +$5.86K +119 +22%
AIM
449
Anchor Investment Management
South Carolina
$28.5K
TCM
450
Tradewinds Capital Management
Washington
$27K -$8.27K -168 -22%

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.