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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
CAGAS
426
Capital Advisory Group Advisory Services
Minnesota
$222K +$241K +3,656 New
LA
427
Lucus Advisors
New York
$219K -$74.5K -1,133 -24%
HFS
428
HL Financial Services
Kentucky
$216K +$395 +6 +0.2%
BCM
429
BlueCrest Capital Management
Jersey
$214K +$231K +3,506 New
HIS
430
Horizon Investment Services
Indiana
$213K -$8.69K -132 -4%
MC
431
Menta Capital
California
$213K +$230K +3,500 New
PTC
432
Petrus Trust Company
Texas
$207K +$224K +3,402 New
SC
433
SRB Corp
Massachusetts
$202K +$32.6K +496 +18%
OIA
434
OneDigital Investment Advisors
Kansas
$194K +$12.3K +187 +6%
Envestnet Asset Management
435
Envestnet Asset Management
Illinois
$191K -$158K -2,403 -43%
RWA
436
Ropes Wealth Advisors
Massachusetts
$191K +$206K +3,136 New
C
437
Cerebellum
California
$189K +$204K +3,103 New
Fifth Third Bancorp
438
Fifth Third Bancorp
Ohio
$179K -$5.2K -79 -3%
Bessemer Group
439
Bessemer Group
New Jersey
$179K +$49K +745 +34%
JCM
440
Jacobi Capital Management
Pennsylvania
$176K +$329 +5 +0.2%
AC
441
Avestar Capital
New York
$163K +$25.2K +383 +15%
IFAM
442
Institutional & Family Asset Management
Colorado
$160K +$173K +2,624 New
CHC
443
City Holding Co
West Virginia
$152K
APP
444
Avantax Planning Partners
Iowa
$139K +$150K +2,285 New
Simplex Trading
445
Simplex Trading
Illinois
$135K +$146K +2,221 New
FA
446
Fortis Advisors
Pennsylvania
$125K
DOA
447
D'Orazio & Associates
Virginia
$121K
PHK
448
Point72 Hong Kong
Hong Kong
$113K +$122K +1,854 New
OIA
449
Optimum Investment Advisors
Illinois
$111K +$120K +1,819 New
QCG
450
Quadrant Capital Group
Ohio
$105K +$1.97K +30 +2%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.