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Principal Financial Group

456 hedge funds and large institutions have $7.68B invested in Principal Financial Group in 2016 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 185 increasing their positions, 147 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more call options, than puts

Call options by funds: $12.9M | Put options by funds: $6.75M

26% more repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 147

0.48% more ownership

Funds ownership: 68.03%68.5% (+0.48%)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

1% less funds holding

Funds holding: 461456 (-5)

14% less capital invested

Capital invested by funds: $8.94B → $7.68B (-$1.26B)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
456
Holders Change
-5
Holders Change %
-1.08%
% of All Funds
12.15%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
53
Increased
185
Reduced
147
Closed
55
Calls
$12.9M
Puts
$6.75M
Net Calls
+$6.2M
Net Calls Change
-$4.4M
Name Holding Trade Value Shares
Change
Change in
Stake
CTB
426
Country Trust Bank
Illinois
$7K
IWMPD
427
Integrated Wealth Management (Palm Desert)
California
$7K
SNT
428
Security National Trust
West Virginia
$6K -$2.85K -74 -33%
TFO
429
Tarbox Family Office
California
$6K -$154 -4 -3%
First Manhattan
430
First Manhattan
New York
$6K
SJIM
431
St. Johns Investment Management
Florida
$6K
WA
432
WealthTrust-Arizona
Arizona
$6K
WTC
433
WhitTier Trust Company
Nevada
$5K
BFEC
434
Benjamin F. Edwards & Company
Missouri
$4K -$3.85K -100 -50%
DPA
435
Delphi Private Advisors
California
$4K -$846 -22 -19%
FWM
436
Focused Wealth Management
New York
$4K
OC
437
Oakworth Capital
Alabama
$4K +$3.46K +90 New
LWCFA
438
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$4K +$3.85K +100 New
MPWT
439
MassMutual Private Wealth & Trust
Connecticut
$3.94K +$3.85K +100 New
VIA
440
Vident Investment Advisory
Georgia
$3.94K +$1.96M +50,883 +104%
SWA
441
Sutton Wealth Advisors
Florida
$3.12K +$3.04K +79 New
RFA
442
Reilly Financial Advisors
California
$3K
PCP
443
Proficio Capital Partners
Massachusetts
$3K +$539 +14 +26%
PFBT
444
Parkside Financial Bank & Trust
Missouri
$2K -$77 -2 -4%
TSU
445
TD Securities (USA)
New York
$2K
ASN
446
Advisory Services Network
Georgia
$2K +$2.04K +53 New
FANJ
447
Financial Architects (New Jersey)
New Jersey
$2K +$2.12K +55 New
GWM
448
Gupta Wealth Management
California
$2K +$2.31K +60 New
KF
449
Krilogy Financial
Missouri
$1K -$3.19K -83 -71%
CAW
450
Cornerstone Advisors (Washington)
Washington
$1K -$1.31K -34 -54%

PFG Hedge Fund Activity: Q1 2016 in Review

456 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2016, worth a combined $7.68B — down 14% from $8.94B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of PFG and 53 opened new positions — a net loss of 2 holders — while 147 trimmed existing stakes and 185 added.

The largest buyer was Royal London Asset Management, adding an estimated $106M. The largest seller was Wellington Management Group, cutting an estimated $106M.

  • 456 institutional investors held Principal Financial Group (PFG) as of Q1 2016, down from 461 in Q4 2015.
  • Funds reported $7.68B of Principal Financial Group stock for Q1 2016, down 14% quarter-over-quarter.
  • 53 funds opened new Principal Financial Group positions in Q1 2016 and 55 closed out, a net change of -2 holders.
  • The largest Principal Financial Group buyer in Q1 2016 was Royal London Asset Management, an estimated $106M added.
  • The largest Principal Financial Group seller in Q1 2016 was Wellington Management Group, an estimated $106M sold.

Based on aggregated 13F filings for Q1 2016.