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Principal Financial Group

730 hedge funds and large institutions have $13.2B invested in Principal Financial Group in 2023 Q2 according to their latest regulatory filings, with 58 funds opening new positions, 225 increasing their positions, 296 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $16.4M | Put options by funds: $10.6M

2% less capital invested

Capital invested by funds: $13.5B → $13.2B (-$252M)

2% less funds holding

Funds holding: 743730 (-13)

4.16% less ownership

Funds ownership: 75.91%71.74% (-4.2%)

12% less first-time investments, than exits

New positions opened: 58 | Existing positions closed: 66

24% less repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 296

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
730
Holders Change
-13
Holders Change %
-1.75%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
58
Increased
225
Reduced
296
Closed
66
Calls
$16.4M
Puts
$10.6M
Net Calls
+$5.84M
Net Calls Change
-$2.19M
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
401
United Capital Financial Advisors
Texas
$410K -$5.55K -77 -1%
BFG
402
Bleakley Financial Group
New Jersey
$408K -$2.09K -29 -0.5%
SS
403
Simplicity Solutions
Minnesota
$408K -$2.88K -40 -0.7%
CAMG
404
CWA Asset Management Group
Florida
$407K +$11.5K +159 +3%
BBP
405
Banco BTG Pactual
Brazil
$405K +$385K +5,346 New
CL
406
Choreo LLC
Illinois
$404K +$18.5K +257 +5%
CCM
407
Coldstream Capital Management
Washington
$404K -$39.6K -550 -9%
MM
408
MQS Management
New York
$403K +$383K +5,319 New
MCM
409
MAI Capital Management
Ohio
$403K -$77.4K -1,074 -17%
RBC
410
Romano Brothers & Co
Illinois
$400K -$12.6K -175 -3%
TMAM
411
Tokio Marine Asset Management
Japan
$398K +$11.7K +162 +3%
BMC
412
Benin Management Corp
Connecticut
$394K
BL
413
Balentine LLC
Georgia
$390K -$300K -4,161 -45%
Rockefeller Capital Management
414
Rockefeller Capital Management
New York
$387K -$12.5K -173 -3%
SP
415
Symmetry Partners
Connecticut
$385K -$76K -1,055 -17%
LFA
416
Legacy Financial Advisors
Kentucky
$384K +$23.2K +322 +7%
JSL
417
JT Stratford LLC
Georgia
$380K -$122K -1,697 -25%
1WA
418
180 Wealth Advisors
Washington
$379K -$88.5K -1,228 -20%
EAM
419
Erste Asset Management
Austria
$370K
C
420
CEDRUS
Colorado
$368K +$10.7K +148 +3%
KWM
421
Kingsview Wealth Management
Oregon
$363K +$28.7K +398 +9%
SXL
422
Summit X LLC
Missouri
$362K -$10.9K -151 -3%
AWM
423
Apollon Wealth Management
South Carolina
$361K +$24K +333 +8%
AWA
424
Arete Wealth Advisors
Illinois
$357K +$339K +4,703 New
IAA
425
Independent Advisor Alliance
North Carolina
$352K +$5.98K +83 +2%

PFG Hedge Fund Activity: Q2 2023 in Review

730 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2023, worth a combined $13.2B — down 1.9% from $13.5B a quarter earlier.

Sellers outnumbered buyers: 66 funds closed out of PFG and 58 opened new positions — a net loss of 8 holders — while 296 trimmed existing stakes and 225 added.

The largest buyer was Wellington Management Group, adding an estimated $62.8M. The largest seller was Envestnet Asset Management, cutting an estimated $266M.

  • 730 institutional investors held Principal Financial Group (PFG) as of Q2 2023, down from 743 in Q1 2023.
  • Funds reported $13.2B of Principal Financial Group stock for Q2 2023, down 1.9% quarter-over-quarter.
  • 58 funds opened new Principal Financial Group positions in Q2 2023 and 66 closed out, a net change of -8 holders.
  • The largest Principal Financial Group buyer in Q2 2023 was Wellington Management Group, an estimated $62.8M added.
  • The largest Principal Financial Group seller in Q2 2023 was Envestnet Asset Management, an estimated $266M sold.

Based on aggregated 13F filings for Q2 2023.