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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
VF
401
Virtu Financial
New York
$417K -$582K -6,857 -55%
BPA
402
Beacon Pointe Advisors
California
$417K -$45.4K -535 -9%
SEC
403
Seven Eight Capital
New York
$416K +$475K +5,596 New
WPW
404
Waldron Private Wealth
Pennsylvania
$410K -$1.53K -18 -0.3%
HH
405
Hilltop Holdings
Texas
$409K +$2.54K +30 +0.5%
JFG
406
Jefferies Financial Group
New York
$408K -$2.56M -30,168 -85%
UCFA
407
United Capital Financial Advisors
Texas
$408K -$207K -2,435 -31%
RWS
408
Resolute Wealth Strategies
Mississippi
$406K +$464K +5,467 New
RBC
409
Romano Brothers & Co
Illinois
$405K -$14.8K -175 -3%
SS
410
Simplicity Solutions
Minnesota
$402K +$254K +2,990 +123%
BFG
411
Bleakley Financial Group
New Jersey
$402K -$68.7K -810 -13%
CIM
412
Contravisory Investment Management
Massachusetts
$401K +$5.34K +63 +1%
EH
413
Equitable Holdings
New York
$400K +$25.8K +304 +6%
RWM
414
Ritholtz Wealth Management
New York
$394K +$8.23K +97 +2%
CIA
415
Capital Investment Advisors
Georgia
$392K +$8.57K +101 +2%
Rockefeller Capital Management
416
Rockefeller Capital Management
New York
$391K +$6.02K +71 +1%
CAMG
417
CWA Asset Management Group
Florida
$387K +$5.85K +69 +1%
BMC
418
Benin Management Corp
Connecticut
$386K
LSPW
419
Lake Street Private Wealth
Illinois
$386K -$28.1K -331 -6%
MS
420
Maven Securities
Jersey
$380K +$434K +5,115 New
TMAM
421
Tokio Marine Asset Management
Japan
$378K
CL
422
Choreo LLC
Illinois
$377K +$3.05K +36 +0.7%
ESCM
423
Echo Street Capital Management
New York
$375K +$113K +1,331 +36%
KI
424
Kula Investments
Illinois
$371K +$424K +4,994 New
SXL
425
Summit X LLC
Missouri
$366K -$22.9K -270 -5%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.