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Principal Financial Group

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54%70.7% (-1.8%)

8% less funds holding

Funds holding: 612564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M
Name Holding Trade Value Shares
Change
Change in
Stake
DOA
401
D'Orazio & Associates
Virginia
$62K
MIFH
402
Migdal Insurance & Financial Holdings
Israel
$61K -$49.2K -1,040 -35%
BCWM
403
Bartlett & Co Wealth Management
Ohio
$60.3K
FMT
404
First Mercantile Trust
Tennessee
$60K +$9.79K +207 +12%
AF
405
Advisornet Financial
Minnesota
$60K +$12.3K +260 +16%
BC
406
Bartlett & Co
Ohio
$60K +$91K +1,924 New
Kayne Anderson Rudnick Investment Management
407
Kayne Anderson Rudnick Investment Management
California
$59K -$4.12M -87,036 -98%
HNB
408
Huntington National Bank
Ohio
$57K -$19.9K -420 -19%
TPCW
409
TD Private Client Wealth
New York
$56.1K +$40.4K +854 +91%
OPS
410
Orion Portfolio Solutions
Nebraska
$56K -$321K -6,778 -79%
CHC
411
City Holding Co
West Virginia
$56K
OIA
412
Optimum Investment Advisors
Illinois
$54K -$6.96K -147 -8%
PA
413
Parallel Advisors
California
$54K +$9.98K +211 +14%
ASN
414
Advisory Services Network
Georgia
$53K +$26.9K +569 +51%
VFA
415
Valeo Financial Advisors
Indiana
$50K -$3.17K -67 -4%
RE
416
RBC Europe
United Kingdom
$49.3K
CTC
417
Central Trust Company
Missouri
$46K
JFA
418
JNBA Financial Advisors
Minnesota
$46K
PRC
419
Pearl River Capital
Michigan
$44K +$66.2K +1,400 New
PI
420
PineBridge Investments
New York
$42K +$12.4K +262 +24%
SCM
421
Silvant Capital Management
Georgia
$41K
PB
422
Pinnacle Bancorp
Nebraska
$40K
VCM
423
Vigilant Capital Management
Maine
$39K
AssetMark Inc
424
AssetMark Inc
California
$35K -$69.9K -1,477 -57%
CIA
425
CSat Investment Advisory
Michigan
$35K +$2.65K +56 +5%

PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.