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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
O
401
Ossiam
France
$322K -$42.4K -754 -12%
Macquarie Group
402
Macquarie Group
Australia
$320K
OIA
403
OneDigital Investment Advisors
Kansas
$319K +$242K +4,291 +332%
FWCM
404
Ferguson Wellman Capital Management
Oregon
$318K -$34.3K -610 -10%
PA
405
Profund Advisors
Maryland
$315K -$62.2K -1,105 -17%
AWA
406
Arete Wealth Advisors
Illinois
$313K +$1.35K +24 +0.4%
CIM
407
Contravisory Investment Management
Massachusetts
$313K +$309K +5,480 New
GHA
408
GW Henssler & Associates
Georgia
$309K -$50.7K -900 -14%
CAPTRUST Financial Advisors
409
CAPTRUST Financial Advisors
North Carolina
$307K -$2.25K -40 -0.7%
ZCA
410
Zeke Capital Advisors
Pennsylvania
$305K
MFG
411
Magnus Financial Group
New York
$302K
RC
412
RegentAtlantic Capital
New Jersey
$300K +$296K +5,258 New
TCM
413
Teza Capital Management
Illinois
$297K +$292K +5,190 New
FNT
414
First National Trust
Pennsylvania
$294K -$88.4K -1,570 -23%
BIM
415
Bridges Investment Management
Nebraska
$294K
CBT
416
Capital Bank & Trust
California
$287K +$8.28K +147 +3%
FSA
417
Financial Sense Advisors
California
$286K
SC
418
Savant Capital
Illinois
$286K +$1.75K +31 +0.6%
CANY
419
Caxton Associates (New York)
New York
$285K +$281K +4,991 New
Walleye Trading
420
Walleye Trading
New York
$281K +$276K +4,911 New
GCA
421
Gideon Capital Advisors
New York
$276K +$272K +4,828 New
SBWM
422
Sunflower Bank Wealth Management
Arizona
$272K -$144K -2,550 -35%
AssetMark Inc
423
AssetMark Inc
California
$270K -$30.7K -546 -10%
SWM
424
SeaCrest Wealth Management
New York
$270K -$56 -1 -0%
PAG
425
Private Advisor Group
New Jersey
$267K -$191K -3,389 -42%

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.