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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
FA
401
FDx Advisors
Illinois
$289K -$160K -2,425 -34%
VIM
402
Veritas Investment Management
United Kingdom
$286K -$37.8K -575 -11%
QIM
403
Quest Investment Management
Oregon
$280K
CIM
404
Cambria Investment Management
California
$276K +$298K +4,524 New
Wolverine Trading
405
Wolverine Trading
Illinois
$272K -$635K -9,654 -68%
AWA
406
Arete Wealth Advisors
Illinois
$272K -$37.5K -570 -11%
SBH
407
Segall Bryant & Hamill
Illinois
$271K
CAPTRUST Financial Advisors
408
CAPTRUST Financial Advisors
North Carolina
$270K
CCIA
409
Campbell & Co Investment Adviser
Maryland
$268K +$289K +4,398 New
SGA
410
Strategic Global Advisors
California
$267K
MML Investors Services
411
MML Investors Services
Massachusetts
$260K +$9.61K +146 +4%
WAM
412
Wealthspire Advisors (Maryland)
Maryland
$260K +$14.7K +224 +6%
IFS
413
Ifrah Financial Services
Arkansas
$254K +$1.51K +23 +0.6%
FHA
414
Flagship Harbor Advisors
Massachusetts
$250K -$46.8K -711 -15%
HS
415
HighVista Strategies
Massachusetts
$250K +$6.58K +100 +3%
FM
416
Foster & Motley
Ohio
$242K -$2.63K -40 -1%
Susquehanna International Group
417
Susquehanna International Group
Pennsylvania
$241K -$2.01M -30,537 -89%
PG
418
PEAK6 Group
Illinois
$241K +$249K +3,788 +2,338%
PCMC
419
Paragon Capital Management (Colorado)
Colorado
$239K -$29K -441 -10%
BWM
420
BerganKDV Wealth Management
Minnesota
$236K -$11.4K -173 -4%
OC
421
Oppenheimer & Co
New York
$230K +$31.6K +480 +15%
FHC
422
First Heartland Consultants
Missouri
$229K +$8.69K +132 +4%
SB
423
Suntrust Banks
Georgia
$229K +$18.2K +276 +8%
Mackenzie Financial
424
Mackenzie Financial
Ontario, Canada
$229K +$248K +3,763 New
Fuller & Thaler Asset Management
425
Fuller & Thaler Asset Management
California
$225K -$257K -3,900 -51%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.